-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FhuFkZrxgoNHeHnZOZdju5IzuhW/xYlqjhccOgibihSEKAeuWwlojPILUcGtbKsD Hpx4fc+P5WXYm2N0pPkG0g== 0000922811-02-000018.txt : 20020413 0000922811-02-000018.hdr.sgml : 20020413 ACCESSION NUMBER: 0000922811-02-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020110 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRACK DATA CORP CENTRAL INDEX KEY: 0000922811 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 223181095 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24634 FILM NUMBER: 2506652 BUSINESS ADDRESS: STREET 1: 56 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2124224300 MAIL ADDRESS: STREET 1: 56 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL MARKET INFORMATION INC DATE OF NAME CHANGE: 19940506 COMPANY DATA: COMPANY CONFORMED NAME: HERTZ BARRY CENTRAL INDEX KEY: 0001011936 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER IRS NUMBER: 065403481 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 95 ROCKWELL PLACE STREET 2: C/O TRACK DATA CORP CITY: BROOKLYN STATE: NY ZIP: 11217 BUSINESS PHONE: 7185220222 MAIL ADDRESS: STREET 1: 95 ROCKWELL PL STREET 2: C/O TRACK DATA CORP CITY: BROOKLYN STATE: NY ZIP: 11217 4 1 doc1.txt
UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 4 Washington, D. C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ( ) Check here if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). - -----------------------------------------------------------------------------------------------------------------------------------| | | | | |1 Name and Address of Reporting Person * |2 Issuer Name and Ticker/Trading Symbol|6 Relationship of Reporting | | | | Person(s) to Issuer | | Hertz Barry |Track Data Corporation TRAC | (Check All Applicable) | | |---------------------------------------| ( X ) Director ( X ) 10% Owner| | (Last) (First) (Middle)|3 IRS or Social |4 Statement for | ( X ) Officer ( ) Other | | | Security Number | Month/Year | (Give Title below) (Specify below)| | 95 Rockwell Place | of Reporting | | | | (Street 1) | Person | December 2001 | Chairman | | | (Voluntary) |---------------------|------------------------------------| | | |5 If Amendment, |7 Individual or Joint/Group Filing | | (Street 2) | | Date of Original | (Check Applicable) | | | | (Month/Year) | Form filed by: | | Brooklyn NY 11217 | | | (X) One Reporting Person | | (City) (State) (Zip) | | | ( ) More Than One Reporting Person| - -----------------------------------------------------------------------------------------------------------------------------------| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - -----------------------------------------------------------------------------------------------------------------------------------| |1 Title of Security |2 Trans- |3 Trans- |4 Securities Acquired |5 Amount of |6 Ownership|7 Nature of Indirect | | (Instruction 3) | action | action | (A) or Disposed of (D) | Securities | Form: | Beneficial Ownership | | | Date | Code | (Instructions 3, 4, 5) | Beneficially | Direct(D) | (Instruction 4) | | | (Month/ | (Instr 8)|------------------------- | Owned at | or | | | | Day) |----------| Amount |(A)| Price | End of Month |Indirect(I)| | | | Year) | Code | V | |(D)| |(Instrs 3, 4) | (Instr 4) | | |----------------------------|-----------|------|---|-----------|---|----------|--------------|-----------|------------------------| | Common Stock | | | | | | | 25,106,532 | D | | |----------------------------|-----------|------|---|-----------|---|----------|--------------|-----------|------------------------| | Common Stock | | | | | | | 2,138,400 | I |Owned in Trusts estab- | | | | | | | | | | |lished in the name of | | | | | | | | | | |Mr. Hertz's children | - -----------------------------------------------------------------------------------------------------------------------------------| | Common Stock | | | | | | | 94,948 | I |Owned in Family LLC | | | | | | | | | | |managed by Mr. Hertz | | | | | | | | | | | who owns 8.33%. | - -----------------------------------------------------------------------------------------------------------------------------------| | - | | | | | | | | |Mr. Hertz disclaims | | | | | | | | | | |beneficial ownership in | | | | | | | | | | |shares of LLC not | | | | | | | | | | |owned by him. | - ---------------------------- ------------------------------------------------------------------------------------------------------| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (7-96)
FORM 4 (Continued) - ------------------------------------------------------------------------------------------------------------------------------------ Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (Puts, Calls, Warrants, Options, Convertible Securities) - ------------------------------------------------------------------------------------------------------------------------------------ | | | | | | | | | | | | |1 Title of |2 Con- |3 Trans-|4 Trans-|5 Number of |6 Date |7 Title and Amount|8 Price|9 Number |10 Own- |11 Nature| | Derivative | ver- | action | action | Derivative | Exercisable and | of Underlying | of |of Deri- |ership: | of | | Security | sion | Date | Code | Securities | Expiration Date | Securities | Deri- |vative |Direct |Indirect | | (Instr 3) | or | (Month/| (Instr | Acquired (A) or| (Month/Day/Year)|(Instructions 3,4)| vative|Secur- |(D) or |Ownership| | | Exer- | Day/ | 8) | Disposed of (D)|-----------------|------------------| Sec- |ties |Indi- |(Instr 4)| | | cise | Year) | |(Instrs 3, 4, 5)| Date | Expir- | |Amount | urity |Owned at |rect(I) | | | | Price | |--------|----------------| Exer- | ation | Title |or Num- |(Instr |End of |(Instr | | | | | |Code| V | (A) | (D) | cisable| Date | |ber of | 5) |Month | 4) | | | | | | | | | | | | |Shares | |(Instr4) | | | |------------|--------|--------|----|---|---------|------|--------|--------|---------|--------|-------|---------|--------|---------| |Stock | 1.50 |12/19/01| A | |1,000,000| | * |12/18/06|Common |1000000 | |2,710,000| D | | |Options | | | | | | | | |Stock | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: *Exercisable 1/2 on 6/30/02 and 1/2 on 6/30/03. Barry Hertz 01/10/02 _____________________________________ __________ ** Signature of Reporting Person Date ** Intentional misstatement or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: Transmit one copy of this Form to EDGAR, using a typed signature. If space is insufficient, see Instruction 6 for procedure. SEC 1474 (7-96)
-----END PRIVACY-ENHANCED MESSAGE-----