8-K 1 d8k.htm FORM 8-K FORM 8-K

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported): May 5, 2003

 

GEERLINGS & WADE, INC.

(Exact Name of Registrant as Specified in Charter)

 

MASSACHUSETTS

  

000-24048

  

04-2935863

(State or Other Jurisdiction
of Incorporation)

  

(Commission File Number)

  

(I.R.S. Employer

Identification No.)

 

960 Turnpike Street, Canton, MA 02021

(Address of Principal Executive Offices)         (Zip Code)

 

Registrant’s Telephone Number, including Area Code: (781) 821-4152

 

 

Page 1 of 4 Pages.

 

Item 7.    Financial Statements, Pro Forma Financial Information and Exhibits.

 

(a) Not applicable.

 

(b) Not applicable.

 

(c) Exhibits.        The following exhibit is filed as part of this Report.

 

Exhibit Number

   

Description

99.1

   

Press Release of Geerlings & Wade, Inc. dated May 5, 2003.

 

Item 9.    Regulation FD Disclosure.

 

On May 5, 2003, Geerlings & Wade, Inc. issued a press release announcing its financial results for its first quarter ended March 31, 2003, a copy of which is attached as Exhibit 99.1 to this Current Report and incorporated herein by reference.

 

The information contained in this Current Report and the Exhibit attached hereto are furnished under “Item 12. Results of Operations and Financial Condition” in accordance with SEC Release Nos. 33-8216 and 34-47583. As such, the information hereunder shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

GEERLINGS & WADE, INC.

 

By:     /s/ David R. Pearce

       Name: David R. Pearce

       Title: Chief Financial Officer

 

Date: May 5, 2003

 

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EXHIBIT INDEX

 

Exhibit No.

   

Description of Exhibit

99.1

   

Press Release of Geerlings & Wade, Inc.

dated May 5, 2003.

 

 

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