-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JPDHg/TvdE1d6llcHrVlFuabktV40mm6cfMc6NYv7ag7OZ/L0tKfv/ct/xV9bYm5 UFSb6YwWdMVvp/Fmd1WXag== 0001144204-08-069461.txt : 20081215 0001144204-08-069461.hdr.sgml : 20081215 20081215200659 ACCESSION NUMBER: 0001144204-08-069461 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081211 FILED AS OF DATE: 20081215 DATE AS OF CHANGE: 20081215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHBURY FINANCIAL INC CENTRAL INDEX KEY: 0001335249 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 203187008 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 999 EIGHTEENTH STREET STREET 2: SUITE 3000 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-893-2899 MAIL ADDRESS: STREET 1: 999 EIGHTEENTH STREET STREET 2: SUITE 3000 CITY: DENVER STATE: CO ZIP: 80202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SILVER JACK CENTRAL INDEX KEY: 0000922714 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51682 FILM NUMBER: 081250989 BUSINESS ADDRESS: BUSINESS PHONE: 2125428201 MAIL ADDRESS: STREET 1: 660 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 4 1 v134911_ex.xml X0303 4 2008-12-11 0 0001335249 HIGHBURY FINANCIAL INC HBRF 0000922714 SILVER JACK 660 MADISON AVENUE NEW YORK NY 10021 0 0 1 0 Warrants 5.00 2008-12-11 4 S 0 400000 0.03 D Common Stock 400000 0 I By Trust Warrants 5.00 2008-12-11 4 P 0 400000 0.03 A Common Stock 400000 2804200 I By Trust On December 11, 2008, Sherleigh Associates Inc. Defined Benefit Pension Plan, a trust of which Mr. Silver is the trustee, transferred to Sherleigh Associates Inc. Profit Sharing Plan, a trust of which Mr. Silver is the trustee, 400,000 Warrants of the Issuer. Immediately. January 25, 2010 Held by Sherleigh Associates Inc. Profit Sharing Plan, a trust of which Mr. Silver is the trustee. Held by Sherleigh Associates Inc. Defined Benefit Pension Plan, a trust of which Mr. Silver is the trustee. /s/ Jack Silver 2008-12-15 -----END PRIVACY-ENHANCED MESSAGE-----