0000921895-14-002630.txt : 20141211
0000921895-14-002630.hdr.sgml : 20141211
20141211141021
ACCESSION NUMBER: 0000921895-14-002630
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141209
FILED AS OF DATE: 20141211
DATE AS OF CHANGE: 20141211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FALCONSTOR SOFTWARE INC
CENTRAL INDEX KEY: 0000922521
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770216135
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 125 BAYLIS ROAD
CITY: MELVILLE
STATE: NY
ZIP: 11747
BUSINESS PHONE: 631 777 5188
MAIL ADDRESS:
STREET 1: 125 BAYLIS ROAD
CITY: MELVILLE
STATE: NY
ZIP: 11747
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK PERIPHERALS INC
DATE OF NAME CHANGE: 19940502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RUBENSTEIN BARRY
CENTRAL INDEX KEY: 0001022123
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23970
FILM NUMBER: 141280417
MAIL ADDRESS:
STREET 1: 68 WHEATLEY RD
CITY: BROOKVILLE
STATE: NY
ZIP: 11545
4
1
form404637006b_12112014.xml
OWNERSHIP DOCUMENT
X0306
4
2014-12-09
0
0000922521
FALCONSTOR SOFTWARE INC
FALC
0001022123
RUBENSTEIN BARRY
C/O FALCONSTOR SOFTWARE, INC.
2 HUNTINGTON QUADRANGLE
MELVILLE
NY
11747
1
0
0
0
Common Stock
2014-12-09
4
P
0
60000
1.23
A
496800
I
By Woodland Venture Fund
Common Stock
981000
D
Common Stock
131323
I
By Seneca Ventures
Common Stock
957257
I
By Woodland Partners
Common Stock
187900
I
By Brookwood Partners, L.P.
Common Stock
1258
I
By Spouse
Held by Woodland Venture Fund. Mr. Rubenstein is a general partner of Woodland Venture Fund. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Includes 100,000 shares held jointly by Barry Rubenstein and Marilyn Rubenstein (spouse).
Held by Seneca Ventures. Mr. Rubenstein is a general partner of Seneca Ventures. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Held by Woodland Partners. Mr. Rubenstein is a general partner of Woodland Partners. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Held by Brookwood Partners, L.P. Mr. Rubenstein is a general partner of Brookwood Partners, L.P. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
/s/ Seth Horowitz as Attorney-in-Fact
2014-12-11