0000921895-13-001037.txt : 20130513 0000921895-13-001037.hdr.sgml : 20130513 20130513164407 ACCESSION NUMBER: 0000921895-13-001037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130509 FILED AS OF DATE: 20130513 DATE AS OF CHANGE: 20130513 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FALCONSTOR SOFTWARE INC CENTRAL INDEX KEY: 0000922521 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770216135 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 BAYLIS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 631 777 5188 MAIL ADDRESS: STREET 1: 125 BAYLIS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK PERIPHERALS INC DATE OF NAME CHANGE: 19940502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIEBER IRWIN CENTRAL INDEX KEY: 0001013232 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23970 FILM NUMBER: 13837947 MAIL ADDRESS: STREET 1: C/I GEOCAPITAL CORP STREET 2: 767 FIFTH AVE 54TH FL CITY: NEW YORK STATE: NY ZIP: 10153 4 1 form404637006d_05132013.xml OWNERSHIP DOCUMENT X0306 4 2013-05-09 0 0000922521 FALCONSTOR SOFTWARE INC FALC 0001013232 LIEBER IRWIN C/O FALCONSTOR SOFTWARE, INC. 2 HUNTINGTON QUADRANGLE MELVILLE NY 11747 1 0 0 0 Common Stock 2013-05-09 4 A 0 10000 0 A 1676117 D Common Stock 164000 I By Buckland Focus Fund Represents shares of Restricted Stock granted under the FalconStor Software 2013 Outside Directors Equity Compensation Plan. The restrictions will lapse as to 33% of the shares on the date of each of the Company's next two annual meetings of stockholders. The restrictions will lapse as to the remaining 34% of the shares on the date of the Company's 2016 annual meeting of stockholders. Mr. Lieber is a general partner of Buckland Focus Fund. Mr. Lieber disclaims beneficial ownership of these securities except to the extent of his equity interest therein. /s/ Seth Horowitz as Attorney-in-Fact 2013-05-13