0000921895-13-001032.txt : 20130513 0000921895-13-001032.hdr.sgml : 20130513 20130513163705 ACCESSION NUMBER: 0000921895-13-001032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130509 FILED AS OF DATE: 20130513 DATE AS OF CHANGE: 20130513 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FALCONSTOR SOFTWARE INC CENTRAL INDEX KEY: 0000922521 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770216135 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 BAYLIS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 631 777 5188 MAIL ADDRESS: STREET 1: 125 BAYLIS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK PERIPHERALS INC DATE OF NAME CHANGE: 19940502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: QUINN GARY CENTRAL INDEX KEY: 0001188063 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23970 FILM NUMBER: 13837840 MAIL ADDRESS: STREET 1: C/O COMPUTER ASSOCIATES INTER INC STREET 2: ONE COMPUTER ASSOC PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 4 1 form404637006g_05132013.xml OWNERSHIP DOCUMENT X0306 4 2013-05-09 0 0000922521 FALCONSTOR SOFTWARE INC FALC 0001188063 QUINN GARY C/O COMPUTER ASSOCIATES INTER INC ONE COMPUTER ASSOC PLAZA ISLANDIA NY 11749 0 1 0 0 EVP and COO Stock Option (right to buy) 1.36 2013-05-09 4 A 0 25000 0 A 2023-05-09 Common Stock 25000 25000 D The options were granted under the Company's 2006 Incentive Stock Plan, as amended. 8,250 of the options will become exercisable on May 9, 2014, an additional 8,250 of the options will become exercisable on May 9, 2015, and the remaining 8,500 of the options will become exercisable on May 9, 2016. /s/ Seth Horowitz as Attorney-in-Fact 2013-05-13