0001664272-23-000441.txt : 20230919 0001664272-23-000441.hdr.sgml : 20230919 20230919092245 ACCESSION NUMBER: 0001664272-23-000441 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230915 FILED AS OF DATE: 20230919 DATE AS OF CHANGE: 20230919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cummins Hugh S. III CENTRAL INDEX KEY: 0001701995 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10853 FILM NUMBER: 231262639 MAIL ADDRESS: STREET 1: 214 N TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRUIST FINANCIAL CORP CENTRAL INDEX KEY: 0000092230 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560939887 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 3367332000 MAIL ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: BB&T CORP DATE OF NAME CHANGE: 19970527 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHERN NATIONAL CORP /NC/ DATE OF NAME CHANGE: 19920703 4 1 f4_a1e2k00000kls5vuat-live.xml PRIMARY DOCUMENT X0508 4 2023-09-15 false 0000092230 TRUIST FINANCIAL CORP TFC 0001701995 Cummins Hugh S. III 214 N. TRYON STREET CHARLOTTE NC 28202 false true false false Vice Chair false Common Stock 2023-09-15 4 F false 4403.0000 29.0000 D 336415.6100 D Common Stock 2023-09-15 4 M false 9961.0000 0.0000 A 340818.6100 D Common Stock 4196.0370 I By 401(k) Phantom Stock Unit 0.0000 2000-01-01 2000-01-01 Common Stock 1755.8020 1755.8020 D On September 1, 2021, the reporting person was granted 49,804 restricted stock units, which shall vest and become earned ratably over five years based on certain performance criteria for each vesting year ending September 15, 2022, 2023, 2024, 2025 and 2026. The performance criteria for the vesting year ending September 15, 2023 were met, resulting in 9,961 restricted stock units being earned. Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of Truist stock on the applicable measurement date. Represents phantom stock units under the Truist Nonqualified Deferred Compensation Plan. Includes shares acquired as a result of dividend reinvestment since the last reported transaction. Carla Brenwald, Attorney-in-fact 2023-09-19