0001225208-20-007937.txt : 20200518 0001225208-20-007937.hdr.sgml : 20200518 20200518163922 ACCESSION NUMBER: 0001225208-20-007937 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200514 FILED AS OF DATE: 20200518 DATE AS OF CHANGE: 20200518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Koebler Ellen CENTRAL INDEX KEY: 0001675053 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10853 FILM NUMBER: 20890174 MAIL ADDRESS: STREET 1: 214 N. TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRUIST FINANCIAL CORP CENTRAL INDEX KEY: 0000092230 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560939887 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 3367332000 MAIL ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: BB&T CORP DATE OF NAME CHANGE: 19970527 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHERN NATIONAL CORP /NC/ DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2020-05-14 0000092230 TRUIST FINANCIAL CORP TFC 0001675053 Koebler Ellen 214 N. TRYON STREET CHARLOTTE NC 28202 1 Deputy Chief Risk Officer Common Stock 2020-05-14 4 S 0 10000.0000 31.9700 D 16859.0000 D Restricted Stock Unit 2021-02-13 2021-02-13 Common Stock 17013.4210 17013.4210 D Restricted Stock Unit 2020-02-14 2020-02-14 Common Stock 2829.8510 2829.8510 D Restricted Stock Units 2021-02-08 2021-02-08 Common Stock 9888.3320 9888.3320 D Restricted Stock Units 2022-02-08 2022-02-08 Common Stock 9888.3320 9888.3320 D Restricted Stock Units 2021-02-13 2021-02-13 Common Stock 1837.7890 1837.7890 D Restricted Stock Units 2022-10-01 2022-10-01 Common Stock 48664.5610 48664.5610 D Restricted Stock Units 2020-11-14 2020-11-14 Common Stock 5808.0580 5808.0580 D Restricted Stock Units 2021-11-14 2021-11-14 Common Stock 5806.0390 5806.0390 D Represents performance-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a Truist restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist performance-vested restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger. Includes shares acquired as a result of dividend reinvestment since the last reported transaction. Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. Carla Brenwald, Attorney-in-fact 2020-05-18