SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Fine Joshua M

(Last) (First) (Middle)
21 HEMMELSKAMP RD.

(Street)
WILTON CT 06897

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/11/2019
3. Issuer Name and Ticker or Trading Symbol
CTD HOLDINGS INC [ CTDH ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 598,000 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Warrant to Purchase Common Stock 04/09/2014 04/09/2021 Common Stock 117,000 $0.25 D
Warrant to Purchase Common Stock 07/22/2014 07/22/2021 Common Stock 82,800 $1 D
Warrant to Purchase Common Stock 07/10/2015 07/10/2022 Common Stock 124,800 $0.5 D
Warrant to Purchase Common Stock 08/20/2015 08/20/2022 Common Stock 31,200 $0.5 D
Warrants to Purchase Units 06/06/2016 06/06/2023 Units(1) 758,400(1) (1) D
Warrants to Purchase Units 02/23/2017 02/23/2024 Units(2) 219,858(2) (2) D
Warrants to Purchase Units 10/18/2018 10/18/2025 Units(3) 345,600(3) (3) D
Explanation of Responses:
1. Consists of warrants to purchase 379,200 Units at an exercise price of $0.25 per Unit, each Unit consisting of one share of Common Stock and one warrant for one additional share of Common Stock at an exercise price of $0.25 per share.
2. Consists of warrants to purchase 109,929 Units at an exercise price of $0.35 per Unit, each Unit consisting of one share of Common Stock and one warrant for one additional share of Common Stock at an exercise price of $0.35 per share.
3. Consists of warrants to purchase 432 Units at an exercise price of $100.00 per Unit, each Unit consisting of 400 shares of Common Stock and one warrant for 400 additional shares of Common Stock at an exercise price of $0.35 per share.
/s/ Joshua M. Fine 06/20/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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