0001209191-19-037357.txt : 20190617 0001209191-19-037357.hdr.sgml : 20190617 20190617142124 ACCESSION NUMBER: 0001209191-19-037357 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190614 FILED AS OF DATE: 20190617 DATE AS OF CHANGE: 20190617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Raphael Joanne H CENTRAL INDEX KEY: 0001656784 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11459 FILM NUMBER: 19901103 MAIL ADDRESS: STREET 1: TWO NORTH NINTH STREET CITY: ALLENTOWN STATE: PA ZIP: 18101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PPL Corp CENTRAL INDEX KEY: 0000922224 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 232758192 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 BUSINESS PHONE: 610-774-5151 MAIL ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 FORMER COMPANY: FORMER CONFORMED NAME: PPL CORP DATE OF NAME CHANGE: 20000214 FORMER COMPANY: FORMER CONFORMED NAME: PP&L RESOURCES INC DATE OF NAME CHANGE: 19941123 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-06-14 0 0000922224 PPL Corp PPL 0001656784 Raphael Joanne H TWO NORTH NINTH STREET ALLENTOWN PA 18101 0 1 0 0 EVP, GC & Corp Sec Stock Unit (SIP) 2019-06-14 4 A 0 321 0.00 A Common Stock 321 321 D Performance Stock Unit (SIP) 2019-06-14 4 A 0 641 0.00 A Common Stock 641 641 D Performance Stock Unit (SIP) 2019-06-14 4 A 0 641 0.00 A Common Stock 641 641 D No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date. The units will vest on 06/14/2022. As of 06/17/2019, total restricted stock units beneficially owned is 31,923.318. This total includes the 01/26/2017 grant of 5,099.582 restricted stock units, the 02/17/2017 grant of 13,740.856 restricted stock units, the 01/25/2018 grant of 6,102.173 restricted stock units, and the 01/24/2019 grant of 6,659.707 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 06/14/2019 grant of 321 restricted stock units. No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022. As of 06/17/2019, total performance units beneficially owned is 72,723.681. This total includes the 01/26/2017 grants of 15,298.749 and 5,099.582 performance units, the 01/25/2018 grants of 12,203.274 and 12,203.274 performance units, and the 01/24/2019 grants of 13,318.401 and 13,318.401 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 06/14/2019 grants of 641 and 641 performance units. No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022. /s/Frederick C. Paine, as attorney-in-fact for Joanne H. Raphael 2019-06-17