0001209191-19-037357.txt : 20190617
0001209191-19-037357.hdr.sgml : 20190617
20190617142124
ACCESSION NUMBER: 0001209191-19-037357
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190614
FILED AS OF DATE: 20190617
DATE AS OF CHANGE: 20190617
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Raphael Joanne H
CENTRAL INDEX KEY: 0001656784
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11459
FILM NUMBER: 19901103
MAIL ADDRESS:
STREET 1: TWO NORTH NINTH STREET
CITY: ALLENTOWN
STATE: PA
ZIP: 18101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PPL Corp
CENTRAL INDEX KEY: 0000922224
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 232758192
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TWO N NINTH ST
CITY: ALLENTOWN
STATE: PA
ZIP: 18101-1179
BUSINESS PHONE: 610-774-5151
MAIL ADDRESS:
STREET 1: TWO N NINTH ST
CITY: ALLENTOWN
STATE: PA
ZIP: 18101-1179
FORMER COMPANY:
FORMER CONFORMED NAME: PPL CORP
DATE OF NAME CHANGE: 20000214
FORMER COMPANY:
FORMER CONFORMED NAME: PP&L RESOURCES INC
DATE OF NAME CHANGE: 19941123
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-06-14
0
0000922224
PPL Corp
PPL
0001656784
Raphael Joanne H
TWO NORTH NINTH STREET
ALLENTOWN
PA
18101
0
1
0
0
EVP, GC & Corp Sec
Stock Unit (SIP)
2019-06-14
4
A
0
321
0.00
A
Common Stock
321
321
D
Performance Stock Unit (SIP)
2019-06-14
4
A
0
641
0.00
A
Common Stock
641
641
D
Performance Stock Unit (SIP)
2019-06-14
4
A
0
641
0.00
A
Common Stock
641
641
D
No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.
The units will vest on 06/14/2022.
As of 06/17/2019, total restricted stock units beneficially owned is 31,923.318. This total includes the 01/26/2017 grant of 5,099.582 restricted stock units, the 02/17/2017 grant of 13,740.856 restricted stock units, the 01/25/2018 grant of 6,102.173 restricted stock units, and the 01/24/2019 grant of 6,659.707 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 06/14/2019 grant of 321 restricted stock units.
No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.
As of 06/17/2019, total performance units beneficially owned is 72,723.681. This total includes the 01/26/2017 grants of 15,298.749 and 5,099.582 performance units, the 01/25/2018 grants of 12,203.274 and 12,203.274 performance units, and the 01/24/2019 grants of 13,318.401 and 13,318.401 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 06/14/2019 grants of 641 and 641 performance units.
No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.
/s/Frederick C. Paine, as attorney-in-fact for Joanne H. Raphael
2019-06-17