-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MfIP7RB9kf1w5jrs3th8xbylKwUE5vpiqc52yJjgl9DFB2c3UevC/S3v8voxhvng l+ZgHp16GVG6WsXB+ZB9Mw== 0000950120-02-000465.txt : 20020813 0000950120-02-000465.hdr.sgml : 20020813 20020813131936 ACCESSION NUMBER: 0000950120-02-000465 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020813 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PPL CORP CENTRAL INDEX KEY: 0000922224 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 232758192 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-11459 FILM NUMBER: 02728869 BUSINESS ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 181011179 BUSINESS PHONE: 6107745151 MAIL ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 FORMER COMPANY: FORMER CONFORMED NAME: PP&L RESOURCES INC DATE OF NAME CHANGE: 19941123 8-K 1 ppl8k_0812.txt FORM 8-K_08/12/02 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2002 PPL Corporation (Exact Name of Registrant as Specified in Its Charter) Pennsylvania 1-11459 23-2758192 (State or other jurisdiction (Commission (IRS Employer of Incorporation) File Number) Identification No.) Two North Ninth Street, Allentown, Pennsylvania 18101-1179 ---------------------------------------------------------- (Address of principal executive offices) Registrant's Telephone Number, including Area Code: (610) 774-5151 -------------- ITEM 9. REGULATION FD DISCLOSURE On August 13, 2002, in accordance with Order No. 4-460 and pursuant to section 21(a)(1) of the Securities Exchange Act of 1934, sworn statements were delivered to the Securities and Exchange Commission by William F. Hecht, Chairman, President and Chief Executive Officer, and John R. Biggar, Executive Vice President and Chief Financial Officer. A copy of each sworn statement is furnished as an exhibit to this report. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS (c) Exhibits 99.1 - Statement Under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to Exchange Act Filings. 99.2 - Statement Under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PPL CORPORATION By:/s/ James E. Abel ----------------------------------------- James E. Abel Vice President - Finance and Treasurer Dated: August 13, 2002 3 EX-99 3 exhibit99_1.txt EXHIBIT 99.1 - STATEMENT UNDER OATH_08/12/02 EXHIBIT 99.1 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, William F. Hecht, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of PPL Corporation, and, except as corrected or supplemented in a subsequent covered report: o No covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o No covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with PPL Corporation's Audit Committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o PPL Corporation's Annual Report on Form 10-K for the year ended December 31, 2001, filed with the Securities and Exchange Commission; o All reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of PPL Corporation filed with the Securities and Exchange Commission subsequent to the filing of the Form 10-K identified above; and o Any amendments to any of the foregoing. /s/ William F. Hecht Subscribed and sworn to - -------------------------------- William F. Hecht before me this 13th day of Chairman, President and Chief Executive Officer August, 2002. PPL Corporation August 13, 2002 /s/ Diane M. Koch ------------------------ Notary Public My Commission Expires: 9/29/03 EX-99 4 exhibit99_2.txt EXHIBIT 99.2 STATEMENT UNDER OATH_08/12/02 EXHIBIT 99.2 STATEMENT UNDER OATH OF PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, John R. Biggar, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of PPL Corporation, and, except as corrected or supplemented in a subsequent covered report: o No covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o No covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with PPL Corporation's Audit Committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o PPL Corporation's Annual Report on Form 10-K for the year ended December 31, 2001, filed with the Securities and Exchange Commission; o All reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of PPL Corporation filed with the Securities and Exchange Commission subsequent to the filing of the Form 10-K identified above; and o Any amendments to any of the foregoing. /s/ John R. Biggar Subscribed and sworn to - --------------------------------------- John R. Biggar before me this 13th day of Executive Vice President and Chief Financial Officer August, 2002. PPL Corporation August 13, 2002 /s/Diane M. Koch ------------------------ Notary Public My Commission Expires: 9/29/03 -----END PRIVACY-ENHANCED MESSAGE-----