0000922224-21-000002.txt : 20210125 0000922224-21-000002.hdr.sgml : 20210125 20210125083105 ACCESSION NUMBER: 0000922224-21-000002 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20210121 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20210125 DATE AS OF CHANGE: 20210125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PPL Corp CENTRAL INDEX KEY: 0000922224 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 232758192 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-11459 FILM NUMBER: 21548068 BUSINESS ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 BUSINESS PHONE: 610-774-5151 MAIL ADDRESS: STREET 1: TWO N NINTH ST CITY: ALLENTOWN STATE: PA ZIP: 18101-1179 FORMER COMPANY: FORMER CONFORMED NAME: PPL CORP DATE OF NAME CHANGE: 20000214 FORMER COMPANY: FORMER CONFORMED NAME: PP&L RESOURCES INC DATE OF NAME CHANGE: 19941123 8-K 1 ppl-20210121.htm 8-K ppl-20210121
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 
Date of Report (Date of earliest event reported):  January 21, 2021
 
Commission File
Number
Registrant;
State of Incorporation;
Address and Telephone Number
IRS Employer
Identification No.
   
1-11459PPL Corporation23-2758192
(Exact name of Registrant as specified in its charter)
Pennsylvania
Two North Ninth Street
Allentown,PA18101-1179
(610) 774-5151
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))




Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol:
Name of each exchange on which registered
Common Stock of PPL Corporation
PPL
New York Stock Exchange
Junior Subordinated Notes of PPL Capital Funding, Inc.
2007 Series A due 2067
PPL/67
New York Stock Exchange
2013 Series B due 2073
PPX
New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐



Section 5 - Corporate Governance and Management

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

Departure of Directors or Certain Officers

On January 25, 2021 PPL Corporation (the "company") announced that William H. Spence, Non-Executive Chairman of the company’s board of directors (the "Board"), will retire from the Board effective as of March 1, 2021. There have been no disagreements between the company and Mr. Spence on any matter relating to the company’s operations, policies or practices. The Board has appointed Craig A. Rogerson as the company’s new Independent Chairman of the Board effective as of March 1, 2021. The Board has also approved an additional annual retainer of $165,000 for Mr. Rogerson consistent with his expanded responsibilities as Independent Chairman.













SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
  
PPL CORPORATION
By:/s/ Marlene C. Beers
Marlene C. Beers
Vice President and Controller
 
  
Dated:  January 25, 2021


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City Area Code City Area Code Amendment Flag Amendment Flag Legal Entity [Axis] Legal Entity [Axis] Entity Address, State or Province Entity Address, State or Province Soliciting Material Soliciting Material Document Period End Date Document Period End Date 2007 Series A Due 2067 [Member] 2007 Series A Due 2067 [Member] 2007 Series A Due 2067 [Member] Entity Tax Identification Number Entity Tax Identification Number Common Stock [Member] Common Stock [Member] Entity Incorporation, State or Country Code Entity Incorporation State Country Code 1 Two-character EDGAR code representing the state or country of incorporation. Pre-commencement Tender Offer Pre-commencement Tender Offer Entity Incorporation, State or Country Code Entity Incorporation, State or Country Code PPL Electric Utilities Corp [Member] PPL ELECTRIC UTILITIES CORP [Member] A direct subsidiary of PPL and a regulated public utility. PPL Electric delivers electricity in its Pennsylvania service territory and provides electricity supply to retail customers in that territory as a provider of last resort under the Customer Choice Act. Class of Stock [Domain] Class of Stock [Domain] Kentucky Utilities Co [Member] KENTUCKY UTILITIES CO [Member] An indirect subsidiary of PPL and a public utility subsidiary of LKE engaged in the regulated generation, transmission, distribution and sale of electricity primarily in Kentucky. Class of Stock [Axis] Class of Stock [Axis] Entity File Number Entity File Number Entity Central Index Key Entity Central Index Key Trading Symbol Trading Symbol Document Entity [Table] Document Entity [Table] Container to support the formal attachment of each official or unofficial, public or private document as part of a submission package and assemble all relevant information about each entity associated with the document instance. Entity Address, Postal Zip Code Entity Address, Postal Zip Code Local Phone Number Local Phone Number Document Entity Information [Abstract] Document Entity Information [Abstract] Written Communications Written Communications Title of 12(b) Security Title of 12(b) Security Louisville Gas And Electric Co [Member] LOUISVILLE GAS And ELECTRIC CO [Member] An indirect subsidiary of PPL and a public utility subsidiary of LKE engaged in the regulated generation, transmission, distribution and sale of electricity in Kentucky, and distribution and sale of natural gas in Kentucky. Security Exchange Name Security Exchange Name Entity [Domain] Entity [Domain] Entity Address, City or Town Entity Address, City or Town Pre-commencement Issuer Tender Offer Pre-commencement Issuer Tender Offer 2013 Series B Due 2073 [Member] 2013 Series B Due 2073 [Member] 2013 Series B Due 2073 [Member] Entity Address, Address Line One Entity Address, Address Line One Entity Emerging Growth Company Entity Emerging Growth Company Entity Registrant Name Entity Registrant Name Document Entity Information [Line Items] Document Entity Information [Line Items] Line items represent financial concepts included in a table. These concepts are used to disclose reportable information associated with domain members defined in one or many axes to the table. 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