-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G5ByvMj+K1tWvRBpg3nAJbyXQwipYl4bp04sOvcJmD+v2n36hpVFHk9vZcbpLB/B fCh9MuJTwhYRz1hu2Ik9TQ== 0001157523-08-010131.txt : 20081230 0001157523-08-010131.hdr.sgml : 20081230 20081230172924 ACCESSION NUMBER: 0001157523-08-010131 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20081229 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20081230 DATE AS OF CHANGE: 20081230 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RF MONOLITHICS INC /DE/ CENTRAL INDEX KEY: 0000922204 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 751638027 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-24414 FILM NUMBER: 081276527 BUSINESS ADDRESS: STREET 1: 4347 SIGMA RD CITY: DALLAS STATE: TX ZIP: 75244 BUSINESS PHONE: 9722332903 8-K 1 a5862092.htm RF MONOLITHICS, INC. 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
______________
FORM 8-K
______________

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported) December 29, 2008


RF MONOLITHICS, INC.
(Exact name of Registrant as Specified in Charter)

Delaware

0-24414

75-1638027

 

(State of Incorporation)

(Commission File Number)

(IRS Employer Identification No.)


4441 Sigma Road

Dallas, Texas 75244

 

(Address of Principal Executive Offices)(Zip Code)


Registrant's telephone number, including Area Code - (972) 233-2903

Not Applicable
(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Item 8.01 Other Events.

On December 30, 2008, RF Monolithics, Inc. reported that it has received approval on December 29, 2008 from NASDAQ to transfer the listing of its common stock from The NASDAQ Global Market to The NASDAQ Capital Market, effective at the opening of the market on Wednesday, December 31, 2008.  

On December 30, 2008, a news release was issued is attached hereto as Exhibit 99.1 and incorporated by reference herein.


Item 9.01  Financial Statements and Exhibits

(c)       Exhibits.

 

Exhibit

Description

 
99.1 RF Monolithics, Inc. News Release dated December 30, 2008.



SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.


RF MONOLITHICS, INC.

 

 

 

 

 

By:

 

/s/ Harley E. Barnes III

 

Harley E. Barnes III

Chief Financial Officer

 

 

Date:

December 30, 2008

EX-99.1 2 a5862092ex99-1.htm EXHIBIT 99.1

Exhibit 99.1

RF Monolithics, Inc. Receives NASDAQ Capital Market Listing Approval

DALLAS--(BUSINESS WIRE)--December 30, 2008--RF Monolithics, Inc.’s (NASDAQ:RFMI) (“RFM” or the “Company”), a leader in machine-to-machine (M2M) wireless communications, today reported that it has received approval from NASDAQ to transfer the listing of its common stock from The NASDAQ Global Market to The NASDAQ Capital Market, effective at the opening of the market on Wednesday, December 31, 2008.

The NASDAQ Capital Market is a continuous trading market that operates in substantially the same manner as The NASDAQ Global Market. The NASDAQ Capital Market includes the securities of approximately 550 companies. RFM's trading symbol will remain "RFMI" and trading of the Company's common stock will be unaffected by the transfer.

RFM believes it is currently in compliance with all the Capital Market listing requirements except for the minimum $1 closing bid price. Previously, the Company received a deficiency letter from NASDAQ that it did not meet the minimum $1 closing bid price rule. Subsequently, NASDAQ suspended the enforcement of the rules requiring a minimum closing bid and RFM remains at that same stage of the process with respect to these rules.


RFM received notification on December 23, 2008 that the suspension will remain in effect through April 20, 2009, and therefore the Company’s new qualifying date for compliance with the bid price requirement should be in October 2009. The Company can regain compliance, either during the suspension or during the compliance period resuming after the suspension, by achieving at least a $1 closing bid price for a minimum of 10 consecutive trading days.

About RFM

RF Monolithics, Inc., headquartered in Dallas, Texas, is a provider of solutions-driven, technology-enabled wireless connectivity for a broad range of wireless applications—from individual standard and custom components to modules for comprehensive industrial wireless sensor networks and machine-to-machine (M2M) technology. For more information on RF Monolithics, Inc., please visit the Company’s website at http://www.RFM.com.

Forward-Looking Statements:

This news release contains forward-looking statements, made pursuant to the Safe Harbor Provision of the Private Securities Litigation Reform Act of 1995, that involve risks and uncertainties. Statements of the plans, objectives, expectations and intentions of RFM and/or its wholly-owned subsidiaries (collectively, the “Company” or “we”) involve risks and uncertainties. Statements containing terms such as “believe”, “expect”, “plan”, “anticipate”, “may” or similar terms are considered to contain uncertainty and are forward-looking statements. Such statements are based on information available to management as of the time of such statements and relate to, among other things, expectations of the business environment in which we operate, projections of future performance, perceived opportunities in the market and statements regarding our mission and vision, future financial and operating results, and benefits of our acquisitions. Such statements are not guarantees of future performance and involve certain risks, uncertainties and assumptions, including risks related to economic conditions as related to our customer base, the ability to integrate acquisitions and alliances as planned, successful transition to a fabless business model, the highly competitive market in which we operate, rapid changes in technologies that may displace products sold by us, declining prices of products, our reliance on distributors, delays in product development efforts, uncertainty in consumer acceptance of our products, and changes in our level of sales or profitability, as well as the other risks detailed from time to time in our SEC reports, including the report on Form 10-K for the year ended August 31, 2008. We do not assume any obligation to update any information contained in this release.

CONTACT:
PR Financial Marketing, LLC
Jim Blackman, 713-256-0369
jim@prfmonline.com
or
RFM
Carol Bivings, 972-448-3767
Director Investor Relations
bivings@rfm.com

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