-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ghzx2h9oSVRWRp4qEm39D1RvH5US7vXwijaRmG3Np1R/XWkyhCTvfB+VO0pQ72zc dlMK4TqsTAEn9dEsEXxk3Q== 0001142443-11-000001.txt : 20110104 0001142443-11-000001.hdr.sgml : 20110104 20110104143132 ACCESSION NUMBER: 0001142443-11-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110103 FILED AS OF DATE: 20110104 DATE AS OF CHANGE: 20110104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RF MONOLITHICS INC /DE/ CENTRAL INDEX KEY: 0000922204 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 751638027 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4347 SIGMA RD CITY: DALLAS STATE: TX ZIP: 75244 BUSINESS PHONE: 9722332903 MAIL ADDRESS: STREET 1: 4347 SIGMA RD CITY: DALLAS STATE: TX ZIP: 75244 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNIQUE MICHAEL R CENTRAL INDEX KEY: 0001142443 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24414 FILM NUMBER: 11504944 MAIL ADDRESS: STREET 1: C/O RF MONOLITHICS, INC. STREET 2: 4441 SIGMA ROAD CITY: DALLAS STATE: TX ZIP: 75244 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-01-03 0 0000922204 RF MONOLITHICS INC /DE/ RFMI 0001142443 BERNIQUE MICHAEL R C/O RF MONOLITHICS, INC. 4441 SIGMA ROAD DALLAS TX 75244 1 0 0 0 Common Stock 2011-01-03 4 M 0 11500 0 A 102250 D Common Stock 3544 I SCD Investments, LLC Restricted Stock Units 2011-01-03 4 M 0 1500 0 D Common Stock 1500 0 D Restricted Stock Units 2011-01-03 4 M 0 1250 0 D Common Stock 1250 1250 D Restricted Stock Units 2011-01-03 4 M 0 3750 0 D Common Stock 3750 7500 D Restricted Stock Units 2011-01-03 4 M 0 5000 0 D Common Stock 5000 15000 D 19,000 of such shares are held in the name of M.R. Bernique and D.L. Bernique as Joint Tenants. Each Restricted Stock Unit represents a contingent right to receive one share of RFMI Common Stock. The Restricted Stock Units will vest in four equal installments beginning on the first trading day of 2008 and on the first trading day of the ensuing three years. The Restricted Stock Units will vest in four equal installments beginning on the first trading day of 2009 and on the first trading day of the ensuing three years. The Restricted Stock Units will vest in four equal installments beginning on the first trading day of 2010 and on the first trading day of the ensuing three years. The Restricted Stock Units will vest in four equal installments beginning on the first trading day of 2011 and on the first trading day of the ensuing three years. /s/ Curtis G. Carlson, as Attorney-in-Fact 2011-01-03 -----END PRIVACY-ENHANCED MESSAGE-----