8-K/A 1 filing_406.htm FORM 8-K A AMENDMENT 3

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


FORM 8-K/A
(Amendment # 3)


CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934



Date of Report (Date of earliest event reported) January 29, 2007 (May 16, 2005)




 

TRICO MARINE SERVICES, INC.

 

 

(Exact name of registrant as specified in its charter)

 




Delaware

 

0-28316

 

72-1252405

(State or other jurisdiction

of incorporation)

 

(Commission File Number)

 

(IRS Employer

Identification No.)




2401 Fountainview, Suite 920, Houston, Texas

 

77057

(Address of principal executive offices)

 

(Zip Code)




 

(713) 780-9926

 

 

(Registrant's telephone number, including area code)

 






Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:


[  ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


[  ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


[  ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


[  ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))






EXPLANATORY NOTE

 

The purpose of this Amendment No. 3 is to update the Current Report on Form 8-K filed by Trico Marine Services, Inc. (the “Company”) on May 16, 2005 (the “Initial Form 8-K”) to include the pro-forma analysis of our financial reorganization for the year ended December 31, 2005. This information should be read in conjunction with the pro-forma analysis for the year ended December 31, 2004, which was presented in the Initial Form 8-K.


Item 2.02

Results of Operations and Financial Condition.


A pro-forma analysis of the affects of our financial reorganization, completed on March 15, 2005 (the “Exit Date”) and the related accounting changes which occurred on the Exit Date for the year ended December 31, 2005 is attached hereto as Exhibit 99.1 and incorporated herein by reference.


Item 9.01

Financial Statements and Exhibits.


(c)

Exhibits


Exhibit No.

Description


99.1

Pro-forma effect of reorganization accounting adjustments on the Statement of Operations for the year ended December 31, 2005. (1)




(1)

Filed herewith.







SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.



 

 

 

TRICO MARINE SERVICES, INC.

 

 

 

 

Dated: January 29, 2007

 

By:  

/s/ Rishi Varma

 

 

 

Rishi Varma

 

 

 

Vice President, General Counsel and Secretary





EXHIBIT INDEX


Exhibit No.

Description


(1)

Filed herewith.