X0306 4 2017-02-01 0 0000921547 HERITAGE OAKS BANCORP HEOP 0001084960 LAGOMARSINO SIMONE 1222 VINE STREET PASO ROBLES CA 93446 1 1 0 0 President / CEO Common stock 2017-02-01 4 A 0 7081 13.44 A 175337 D Common Stock 7081 I Restricted stock - performance based Common stock 6165 I Restricted stock - performance based Common stock 6706 I Restricted stock Common stock 6165 I Restricted stock Common stock 2017-02-01 4 D 0 7081 13.44 D 0 I Restricted stock ISO stock option 7.65 2015-02-03 2024-02-03 Common stock 39213 39213 D ISO stock option 7.84 2016-03-02 2025-03-02 Common stock 25510 25510 D NQ stock option 7.84 2016-03-02 2025-03-02 Common stock 19078 19078 D Performance-based Restricted Stock Award pursuant to the 2005 Equity Based Compensation Plan. This award is subject to forfeiture. This award vests 1/3 each year and vesting is dependent upon related performance conditions being achieved. Initial award was on 2/1/2014. Performance-based Restricted Stock Award pursuant to the 2005 Equity Based Compensation Plan. This award is subject to forfeiture. This award vests 1/3 of the initial award per year contingent upon related performance conditions being achieved. Initial award was on 3/2/2015. Restricted stock award pursuant to 2015 Equity Incentive Plan. This award is subject to forfeiture. The shares vest equally over a three year vesting schedule beginning April 1, 2017. Restricted stock award pursuant to 2005 Equity Based Compensation Plan. This award is subject to forfeiture. The shares vest equally over a three year vesting schedule beginning March 2, 2016. Restricted stock award pursuant to 2005 Equity Based Compensation Plan. This award is subject to forfeiture. The shares vest equally over a three year vesting schedule beginning February 1, 2015. Vesting of restricted stock award. Change from indirect to direct beneficial ownership. Taxes paid by executive. Bryon Layes Attorney-in-fact for Simone Lagomarsino 2017-02-03