0001140361-16-075170.txt : 20160808
0001140361-16-075170.hdr.sgml : 20160808
20160808152218
ACCESSION NUMBER: 0001140361-16-075170
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160804
FILED AS OF DATE: 20160808
DATE AS OF CHANGE: 20160808
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERITAGE OAKS BANCORP
CENTRAL INDEX KEY: 0000921547
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 770388249
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 545 12TH ST
CITY: PASO ROBLES
STATE: CA
ZIP: 93446
BUSINESS PHONE: 8052395200
MAIL ADDRESS:
STREET 2: 545 12TH ST
CITY: PASO ROBLES
STATE: CA
ZIP: 93446
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Simas Alexander
CENTRAL INDEX KEY: 0001288758
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25020
FILM NUMBER: 161813920
MAIL ADDRESS:
STREET 1: 2550 PROFESSIONAL PARKWAY
CITY: SANTA MARIA
STATE: CA
ZIP: 93455
4
1
doc1.xml
FORM 4
X0306
4
2016-08-04
0
0000921547
HERITAGE OAKS BANCORP
HEOP
0001288758
Simas Alexander
1222 VINE STREET
PASO ROBLES
CA
93446
1
0
0
0
Common stock
2016-08-05
5
A
0
3113
8.27
A
69685
D
Common stock
2015-08-04
4
P
0
2500
8.3935
A
66572
D
Common stock
2016-08-04
4
P
0
4000
8.2253
A
64072
D
Common stock
2016-08-05
4
D
0
3113
8.27
D
0
I
Restricted Stock
Stock option
3.10
2010-09-01
2020-09-01
Common stock
7500
17875
D
Stock option
4.50
2009-02-02
2019-02-02
Common stock
2500
13375
D
Stock option
11.48
2008-02-01
2018-02-01
Common stock
2625
7875
D
Stock option
15.24
2007-11-01
2017-11-01
Common stock
5250
5250
D
Vesting of restricted stock.
This transaction was executed in multiple trades at prices ranging from $8.19 to $8.25. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Ryan Alvord attorney-in-fact for Alexander F. Simas
2016-08-08