X0306 4 2015-08-03 0 0000921547 HERITAGE OAKS BANCORP HEOP 0001356248 Gould Howard 1222 VINE STREET PASO ROBLES CA 93446 1 0 0 0 Common stock 2015-08-03 4 A 0 3113 8.03 A 3113 I Please see note (1) Common stock 5876607 D Restricted shares granted pursuant to the Company's 2015 Equity Incentive Plan. The shares vest 100% one year from the grant date. The shares are subject to forfeiture. Reporting person by virtue of being a managing member of Carpenter Fund Manager GL, LLP ("Manager"), the general partner of each of Carpenter Community BancFund-A, LP ("Fund A"), Carpenter Community BancFund, LP ("Fund LP"), and Carpenter Community BancFund-CA LP ("Fund CA", the "Funds"), may be deemed to beneficially own shares held by the Funds, but disclaims beneficial ownership thereof. Fund LP is the record holder of 193,066 shares, Fund A is the record holder of 5,491,752 shares, and Fund CA is the record holder of 188,198 shares. Ryan Alvord attorney-in-fact for Howard N. Gould 2015-08-05