0001209191-11-056014.txt : 20111115 0001209191-11-056014.hdr.sgml : 20111115 20111115123607 ACCESSION NUMBER: 0001209191-11-056014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20111114 FILED AS OF DATE: 20111115 DATE AS OF CHANGE: 20111115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOGARTY MICHAEL J CENTRAL INDEX KEY: 0001184971 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24100 FILM NUMBER: 111206374 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HMN FINANCIAL INC CENTRAL INDEX KEY: 0000921183 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 411777397 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1016 CIVIC CENTER DRIVE NORTHWEST CITY: ROCHESTER STATE: MN ZIP: 55901 BUSINESS PHONE: 5075351200 MAIL ADDRESS: STREET 1: 1016 CIVIC CENTER DRIVE NW CITY: ROCHESTER STATE: MN ZIP: 55901 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2011-11-14 0 0000921183 HMN FINANCIAL INC HMNF 0001184971 FOGARTY MICHAEL J 1016 CIVIC CENTER DR NW ROCHESTER MN 55901 1 0 0 0 Common Stock 3000 I Michael J. Fogarty IRA/SEP Common Stock 2011-11-14 4 P 0 1000 2.01 A 1500 I Michael J. Fogarty Trust Common Stock 1000 I Joy Fogarty Trust Option to Buy 16.25 2003-04-23 2012-04-23 Common Stock 3000 3000 D Option to Buy 16.25 2004-04-23 2012-04-23 Common Stock 3000 6000 D Option to Buy 16.25 2005-04-23 2012-04-23 Common Stock 3000 9000 D Option to Buy 16.25 2006-04-23 2012-04-23 Common Stock 3000 12000 D Option to Buy 16.25 2007-04-23 2012-04-23 Common Stock 3000 15000 D Purchase of 500 shares not previously reported. Adding 2000 shares that were incorrectly designated as Michael J Fogarty Trust in prior filings (4/24/2009 1000 shares, 5/7/2010 506 shares, and 5/18/2010 494 shares)and deducting 500 shares that were transferred to the Michael J Fogarty Trust on 3/31/2009 as a required distribution. Filing of this report is deemed to amend reports filed since the earliest referenced date of 7/11/2008 and subsequent filings. Previously unreported transaction. 3400 share balance reflects a running balance prior to the 3/4/2009 transaction. Filing of this report is deemed to amend reports filed since the earliest referenced date of 3/4/2009 and subsequent filings. Previously unreported transaction. Balance of 500 shares also reflects deduction of 2000 shares that were incorrectly allocated to the Michael J Fogarty Trust. They are now reflected in the balance of the Michael J Fogarty IRA/SEP (4/24/2009 1000 shares, 5/7/2010 506 shares, and 5/18/2010 494 shares). Balance also reflects the transfer of 500 shares to the Michael J Fogarty Trust as a required distribution from the Michael J Fogarty IRA/SEP. Filing of this report is deemed to amend reports filed since the earliest referenced date of 3/5/2009 and subsequent filings. /s/ Jon Eberle by Power of Attorney for Michael J. Fogarty 2011-11-14 EX-24.4_397501 2 poa.txt POA DOCUMENT LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents, that Michael J. Fogarty whose signature appears below constitutes and appoints Jon J. Eberle or Dwain C. Jorgensen, or either of them, his true and lawful attorney-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any report filed pursuant to Section 16 of the Securities and Exchange Act of 1934, as amended, including any Form 3, Form 4 or Form 5 and all amendments to any such documents, if any, and to file the same, with any exhibits thereto, with the Securities and Exchange Commission (or other appropriate governmental authority for such purpose), granting unto said attorneys-in-fact and agents full power and authority to do and perform each and every act and thing requisite and necessary to be done, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all said attorneys-in-fact and agents or their substitutes or substitute may lawfully do or cause to be done by virtue hereof. /s/Michael J. Fogarty Signature