0001209191-11-056014.txt : 20111115
0001209191-11-056014.hdr.sgml : 20111115
20111115123607
ACCESSION NUMBER: 0001209191-11-056014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20111114
FILED AS OF DATE: 20111115
DATE AS OF CHANGE: 20111115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FOGARTY MICHAEL J
CENTRAL INDEX KEY: 0001184971
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24100
FILM NUMBER: 111206374
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HMN FINANCIAL INC
CENTRAL INDEX KEY: 0000921183
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 411777397
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1016 CIVIC CENTER DRIVE NORTHWEST
CITY: ROCHESTER
STATE: MN
ZIP: 55901
BUSINESS PHONE: 5075351200
MAIL ADDRESS:
STREET 1: 1016 CIVIC CENTER DRIVE NW
CITY: ROCHESTER
STATE: MN
ZIP: 55901
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2011-11-14
0
0000921183
HMN FINANCIAL INC
HMNF
0001184971
FOGARTY MICHAEL J
1016 CIVIC CENTER DR NW
ROCHESTER
MN
55901
1
0
0
0
Common Stock
3000
I
Michael J. Fogarty IRA/SEP
Common Stock
2011-11-14
4
P
0
1000
2.01
A
1500
I
Michael J. Fogarty Trust
Common Stock
1000
I
Joy Fogarty Trust
Option to Buy
16.25
2003-04-23
2012-04-23
Common Stock
3000
3000
D
Option to Buy
16.25
2004-04-23
2012-04-23
Common Stock
3000
6000
D
Option to Buy
16.25
2005-04-23
2012-04-23
Common Stock
3000
9000
D
Option to Buy
16.25
2006-04-23
2012-04-23
Common Stock
3000
12000
D
Option to Buy
16.25
2007-04-23
2012-04-23
Common Stock
3000
15000
D
Purchase of 500 shares not previously reported. Adding 2000 shares that were incorrectly designated as Michael J Fogarty Trust in prior filings (4/24/2009 1000 shares, 5/7/2010 506 shares, and 5/18/2010 494 shares)and deducting 500 shares that were transferred to the Michael J Fogarty Trust on 3/31/2009 as a required distribution. Filing of this report is deemed to amend reports filed since the earliest referenced date of 7/11/2008 and subsequent filings.
Previously unreported transaction. 3400 share balance reflects a running balance prior to the 3/4/2009 transaction. Filing of this report is deemed to amend reports filed since the earliest referenced date of 3/4/2009 and subsequent filings.
Previously unreported transaction. Balance of 500 shares also reflects deduction of 2000 shares that were incorrectly allocated to the Michael J Fogarty Trust. They are now reflected in the balance of the Michael J Fogarty IRA/SEP (4/24/2009 1000 shares, 5/7/2010 506 shares, and 5/18/2010 494 shares). Balance also reflects the transfer of 500 shares to the Michael J Fogarty Trust as a required distribution from the Michael J Fogarty IRA/SEP. Filing of this report is deemed to amend reports filed since the earliest referenced date of 3/5/2009 and subsequent filings.
/s/ Jon Eberle by Power of Attorney for Michael J. Fogarty
2011-11-14
EX-24.4_397501
2
poa.txt
POA DOCUMENT
LIMITED POWER OF ATTORNEY FOR
SECTION 16 REPORTING OBLIGATIONS
Know all by these presents, that Michael J. Fogarty whose signature appears
below constitutes and appoints Jon J. Eberle or Dwain C. Jorgensen, or either of
them, his true and lawful attorney-in-fact and agents, with full power of
substitution and resubstitution, for him and in his name, place and stead, in
any and all capacities, to sign any report filed pursuant to Section 16 of the
Securities and Exchange Act of 1934, as amended, including any Form 3, Form 4 or
Form 5 and all amendments to any such documents, if any, and to file the same,
with any exhibits thereto, with the Securities and Exchange Commission (or other
appropriate governmental authority for such purpose), granting unto said
attorneys-in-fact and agents full power and authority to do and perform each and
every act and thing requisite and necessary to be done, as fully to all intents
and purposes as he might or could do in person, hereby ratifying and confirming
all said attorneys-in-fact and agents or their substitutes or substitute may
lawfully do or cause to be done by virtue hereof.
/s/Michael J. Fogarty
Signature