0001157523-16-007563.txt : 20161214 0001157523-16-007563.hdr.sgml : 20161214 20161214164536 ACCESSION NUMBER: 0001157523-16-007563 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161209 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20161214 DATE AS OF CHANGE: 20161214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN STATES WATER CO CENTRAL INDEX KEY: 0001056903 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 954676679 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-14431 FILM NUMBER: 162051551 BUSINESS ADDRESS: STREET 1: 630 E FOOTHILL BLVD CITY: SAN DIMAS STATE: CA ZIP: 91773-9016 BUSINESS PHONE: 9093943600 MAIL ADDRESS: STREET 1: 630 E FOOTHILL CITY: SAN DIMAS STATE: CA ZIP: 91773-9016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Golden State Water CO CENTRAL INDEX KEY: 0000092116 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951243678 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-12008 FILM NUMBER: 162051552 BUSINESS ADDRESS: STREET 1: 630 E FOOTHILL BLVD CITY: SAN DIMAS STATE: CA ZIP: 91773-9016 BUSINESS PHONE: 9093943600 MAIL ADDRESS: STREET 1: 630 E FOOTHILL CITY: SAN DIMAS STATE: CA ZIP: 91773-9016 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHERN CALIFORNIA WATER CO DATE OF NAME CHANGE: 19920703 8-K 1 a51478034.htm AMERICAN STATES WATER COMPANY 8-K

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

Form 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) December 9, 2016


AMERICAN STATES WATER COMPANY
(Exact name of registrant as specified in its charter)

  California   001-14431 95-4676679

(State or other jurisdiction of incorporation or organization)

(Commission File Number)

(I.R.S. Employer Identification

No.)

 

 

 
630 East Foothill Blvd.

San Dimas, California

91773

(Address of principal executive offices) (Zip Code)
 
Registrant’s telephone number, including area code: (909) 394-3600

GOLDEN STATE WATER COMPANY
(Exact name of registrant as specified in its charter)

  California   001-12008 95-1243678
(State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.)
 
630 East Foothill Blvd.

San Dimas, California

91773

(Address of principal executive offices) (Zip Code)
 
Registrant’s telephone number, including area code: (909) 394-3600

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



Item 8.01.          Other Events

San Dimas, California, December 14, 2016…. American States Water Company (NYSE:AWR) announced that the County of Los Angeles Superior Court issued its final decision rejecting the City of Claremont’s attempt to seize the Claremont water system by eminent domain in the legal case between American States’ wholly owned subsidiary, Golden State Water Company (“GSWC”), and the City of Claremont (the “City”).  In December 2014, the City initiated legal action to acquire the water system by filing a complaint in eminent domain against GSWC.  The trial to determine the City’s right to seize the water system by eminent domain concluded in August 2016.   On December 9, 2016, the presiding judge entered the final decision rejecting the City’s attempt to take over GSWC’s Claremont water system.  GSWC serves approximately 11,000 customers in Claremont.  

A copy of the Company’s press release is attached hereto as Exhibit 99.1.

This Form 8-K and the attached exhibit are furnished to, but not filed with, the Securities and Exchange Commission.


Section 9 – Financial Statement and Exhibits

Item 9.01

Financial Statements and Exhibits

 

Exhibit No.

Description

99.1 Press Release: Golden State Water Company Successfully Defends its Right to Continue to Serve in the City of Claremont

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  AMERICAN STATES WATER COMPANY:
 

Date: December 14, 2016

/s/ Eva G. Tang

Eva G. Tang

Senior Vice President-Finance, Chief Financial Officer,

Corporate Secretary and Treasurer

  GOLDEN STATE WATER COMPANY:
 

Date: December 14, 2016

/s/ Eva G. Tang

Eva G. Tang

Senior Vice President-Finance, Chief Financial

Officer and Secretary

EX-99.1 2 a51478034ex99_1.htm EXHIBIT 99.1

Exhibit 99.1

Golden State Water Company Successfully Defends its Right to Continue to Serve in the City of Claremont

SAN DIMAS, Calif.--(BUSINESS WIRE)--December 14, 2016--Today, American States Water Company (NYSE:AWR) announced that the County of Los Angeles Superior Court (“the Court”) issued its final decision rejecting the City of Claremont’s attempt to seize the Claremont water system by eminent domain in the legal case between American States’ wholly owned subsidiary, Golden State Water Company (“GSWC”), and the City of Claremont (the “City”). In December 2014, the City initiated legal action to acquire the water system by filing a complaint in eminent domain against GSWC. The trial to determine the City’s right to seize the water system by eminent domain concluded in August 2016. On December 9, 2016, the presiding judge entered the final decision rejecting the City’s attempt to take over GSWC’s Claremont water system. GSWC serves approximately 11,000 customers in Claremont.

The Court’s 41-page decision addresses all of the arguments raised by the City as to why an eminent domain takeover was being pursued. Notably, in rejecting the City’s lawsuit the Court’s decision emphasizes GSWC’s excellent record of water quality and service reliability, stating:

“The Court will dismiss the complaint because Golden State has proven that the City’s plans for operation of the Claremont water system do not provide adequate assurance that it will maintain water quality, safety and reliability in the Claremont service area at the level now provided by Golden State.”

Commenting on the final decision is Robert J. Sprowls, President and Chief Executive Officer of American States Water Company. “Since 1929, Golden State Water has provided high-quality water to residents and businesses in the City of Claremont, so we were pleased that when the facts were considered, the judge ruled in our favor,” said Sprowls. “From the outset of the trial, we have maintained that the City’s claims were without merit and continued to demonstrate that Golden State Water has operated transparently and in the best interest of the community. We look forward to continue serving this community like we’ve done for over 8 decades, and are equally committed to being a strong community partner in its future,” Sprowls continued.

About American States Water Company

American States Water Company is the parent of Golden State Water Company and American States Utility Services, Inc. Through its utility subsidiary, Golden State Water Company, AWR provides water service to approximately 261,000 customers located throughout 10 counties in Northern, Coastal and Southern California. The company also distributes electricity to approximately 24,000 customers in the City of Big Bear and surrounding areas in San Bernardino County, California. Through its contracted services subsidiary, American States Utility Services, Inc., the company provides operations, maintenance and construction management services for water and wastewater systems located on military bases throughout the country under 50-year privatization contracts with the U.S. government.


American States Water Company has paid dividends to shareholders every year since 1931, increasing the dividends received by shareholders each calendar year for 62 consecutive years, which places it in an exclusive group of companies on the New York Stock Exchange that have achieved that result.

CONTACT:
American States Water Company
Eva G. Tang
Senior Vice President-Finance, Chief Financial Officer,
Corporate Secretary and Treasurer
Telephone: (909) 394-3600, ext. 707