0001140361-15-035739.txt : 20150923 0001140361-15-035739.hdr.sgml : 20150923 20150923135549 ACCESSION NUMBER: 0001140361-15-035739 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150921 FILED AS OF DATE: 20150923 DATE AS OF CHANGE: 20150923 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AmpliPhi Biosciences Corp CENTRAL INDEX KEY: 0000921114 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 911549568 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4870 SADLER ROAD STREET 2: SUITE 300 CITY: GLEN ALLEN STATE: VA ZIP: 23060 BUSINESS PHONE: 804-205-5069 MAIL ADDRESS: STREET 1: 4870 SADLER ROAD STREET 2: SUITE 300 CITY: GLEN ALLEN STATE: VA ZIP: 23060 FORMER COMPANY: FORMER CONFORMED NAME: TARGETED GENETICS CORP /WA/ DATE OF NAME CHANGE: 19940331 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kirk Julian P. CENTRAL INDEX KEY: 0001559726 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37544 FILM NUMBER: 151120846 MAIL ADDRESS: STREET 1: THE GOVERNOR TYLER STREET 2: 1881 GROVE AVENUE CITY: RADFORD STATE: VA ZIP: 24141 4 1 doc1.xml FORM 4 X0306 4 2015-09-21 0 0000921114 AmpliPhi Biosciences Corp APHB 0001559726 Kirk Julian P. C/O THIRD SECURITY, LLC 1881 GROVE AVENUE RADFORD VA 24141 1 0 0 0 Option to Purchase Common Stock 6.38 2015-09-21 4 A 0 16200 0 A 2025-09-21 Common Stock 16200 16200 D The shares underlying this option shall vest and become exercisable in accordance with the following schedule: 6,500 shares will vest on an equal monthly basis over a four year period, commencing on August 3, 2015, the date of the Company's most recent annual meeting of shareholders, and 9,700 shares will vest over the same four year period, subject to the additional requirement that the market price of the common stock of AmpliPhi Biosciences Corporation reach $25.00 per share before the option expires. /s/ Julian P. Kirk 2015-09-23