0001209191-19-050554.txt : 20190924 0001209191-19-050554.hdr.sgml : 20190924 20190924164141 ACCESSION NUMBER: 0001209191-19-050554 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190921 FILED AS OF DATE: 20190924 DATE AS OF CHANGE: 20190924 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAFFE JONATHAN M CENTRAL INDEX KEY: 0001245946 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11749 FILM NUMBER: 191111250 MAIL ADDRESS: STREET 1: LENNAR CORPORATION STREET 2: 700 NW 107 AVE 4TH FLR CITY: MIAMI STATE: FL ZIP: 33172 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LENNAR CORP /NEW/ CENTRAL INDEX KEY: 0000920760 STANDARD INDUSTRIAL CLASSIFICATION: GEN BUILDING CONTRACTORS - RESIDENTIAL BUILDINGS [1520] IRS NUMBER: 954337490 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 700 NW 107TH AVENUE STREET 2: SUITE 400 CITY: MIAMI STATE: FL ZIP: 33172 BUSINESS PHONE: 3055594000 MAIL ADDRESS: STREET 1: 700 NW 107TH AVENUE STREET 2: SUITE 400 CITY: MIAMI STATE: FL ZIP: 33172 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC GREYSTONE CORP /DE/ DATE OF NAME CHANGE: 19940323 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-09-21 0 0000920760 LENNAR CORP /NEW/ LEN, LEN.B 0001245946 JAFFE JONATHAN M 700 NW 107TH AVENUE SUITE 400 MIAMI FL 33172 1 1 0 0 President Class A Common Stock 2019-09-21 4 F 0 8181 54.10 D 322403 D Class A Common Stock 2019-09-21 4 F 0 20083 54.10 D 302320 D Class A Common Stock 2019-09-21 4 F 0 48635 54.10 D 253685 D Class A Common Stock 157528 I By Trust Class A Common Stock 2613 I By ESOP Trust Class B Common Stock 2019-09-21 4 F 0 164 54.10 D 498 D Class B Common Stock 45807 I By Trust Class B Common Stock 325 I By ESOP Trust The reporting person surrendered shares to pay tax liability on restricted stock pursuant to a 10b5-1 plan. The restricted stock was originally granted on June 27, 2017. On September 21, 2019, the reporting person became eligible for "retirement", as defined in the Lennar Corporation 2016 Equity Incentive Plan, and, as a result, the restricted stock was deemed taxable under applicable tax rules. The reporting person has no intention to retire. The reporting person surrendered shares to pay tax liability on restricted stock pursuant to a 10b5-1 plan. The restricted stock was originally granted on February 14, 2018. On September 21, 2019, the reporting person became eligible for "retirement", as defined in the Lennar Corporation 2016 Equity Incentive Plan, and, as a result, the restricted stock was deemed taxable under applicable tax rules. The reporting person has no intention to retire. The reporting person surrendered shares to pay tax liability on restricted stock pursuant to a 10b5-1 plan. The restricted stock was originally granted on June 25, 2019. On September 21, 2019, the reporting person became eligible for "retirement", as defined in the Lennar Corporation 2016 Equity Incentive Plan, and, as a result, the restricted stock was deemed taxable under applicable tax rules. The reporting person has no intention to retire. These shares are held in a family trust. Surrendered shares to pay tax liability on vesting restricted stock pursuant to a 10b5-1 plan. The reporting person received the shares of Class B common stock as a result of a dividend of Class B common stock to holders of Class A common stock and Class B common stock as of the record date, November 10, 2017, and these shares were subject to the restrictions of the underlying Class A common stock on which they were issued. /s/ Mark Sustana as Attorney-in-Fact for Jonathan M. Jaffe 2019-09-24