0001209191-19-050554.txt : 20190924
0001209191-19-050554.hdr.sgml : 20190924
20190924164141
ACCESSION NUMBER: 0001209191-19-050554
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190921
FILED AS OF DATE: 20190924
DATE AS OF CHANGE: 20190924
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JAFFE JONATHAN M
CENTRAL INDEX KEY: 0001245946
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11749
FILM NUMBER: 191111250
MAIL ADDRESS:
STREET 1: LENNAR CORPORATION
STREET 2: 700 NW 107 AVE 4TH FLR
CITY: MIAMI
STATE: FL
ZIP: 33172
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LENNAR CORP /NEW/
CENTRAL INDEX KEY: 0000920760
STANDARD INDUSTRIAL CLASSIFICATION: GEN BUILDING CONTRACTORS - RESIDENTIAL BUILDINGS [1520]
IRS NUMBER: 954337490
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 700 NW 107TH AVENUE
STREET 2: SUITE 400
CITY: MIAMI
STATE: FL
ZIP: 33172
BUSINESS PHONE: 3055594000
MAIL ADDRESS:
STREET 1: 700 NW 107TH AVENUE
STREET 2: SUITE 400
CITY: MIAMI
STATE: FL
ZIP: 33172
FORMER COMPANY:
FORMER CONFORMED NAME: PACIFIC GREYSTONE CORP /DE/
DATE OF NAME CHANGE: 19940323
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-09-21
0
0000920760
LENNAR CORP /NEW/
LEN, LEN.B
0001245946
JAFFE JONATHAN M
700 NW 107TH AVENUE
SUITE 400
MIAMI
FL
33172
1
1
0
0
President
Class A Common Stock
2019-09-21
4
F
0
8181
54.10
D
322403
D
Class A Common Stock
2019-09-21
4
F
0
20083
54.10
D
302320
D
Class A Common Stock
2019-09-21
4
F
0
48635
54.10
D
253685
D
Class A Common Stock
157528
I
By Trust
Class A Common Stock
2613
I
By ESOP Trust
Class B Common Stock
2019-09-21
4
F
0
164
54.10
D
498
D
Class B Common Stock
45807
I
By Trust
Class B Common Stock
325
I
By ESOP Trust
The reporting person surrendered shares to pay tax liability on restricted stock pursuant to a 10b5-1 plan. The restricted stock was originally granted on June 27, 2017. On September 21, 2019, the reporting person became eligible for "retirement", as defined in the Lennar Corporation 2016 Equity Incentive Plan, and, as a result, the restricted stock was deemed taxable under applicable tax rules. The reporting person has no intention to retire.
The reporting person surrendered shares to pay tax liability on restricted stock pursuant to a 10b5-1 plan. The restricted stock was originally granted on February 14, 2018. On September 21, 2019, the reporting person became eligible for "retirement", as defined in the Lennar Corporation 2016 Equity Incentive Plan, and, as a result, the restricted stock was deemed taxable under applicable tax rules. The reporting person has no intention to retire.
The reporting person surrendered shares to pay tax liability on restricted stock pursuant to a 10b5-1 plan. The restricted stock was originally granted on June 25, 2019. On September 21, 2019, the reporting person became eligible for "retirement", as defined in the Lennar Corporation 2016 Equity Incentive Plan, and, as a result, the restricted stock was deemed taxable under applicable tax rules. The reporting person has no intention to retire.
These shares are held in a family trust.
Surrendered shares to pay tax liability on vesting restricted stock pursuant to a 10b5-1 plan. The reporting person received the shares of Class B common stock as a result of a dividend of Class B common stock to holders of Class A common stock and Class B common stock as of the record date, November 10, 2017, and these shares were subject to the restrictions of the underlying Class A common stock on which they were issued.
/s/ Mark Sustana as Attorney-in-Fact for Jonathan M. Jaffe
2019-09-24