-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ap6nO84+fwMRChMF3zaJRE+2Do3GVs12aTHgRNbP87LuKRdpRSe78pi7LsO5tq/K lDDz4YKCdVM4dW7apWpjzA== 0001272154-03-000001.txt : 20031204 0001272154-03-000001.hdr.sgml : 20031204 20031204193431 ACCESSION NUMBER: 0001272154-03-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031120 FILED AS OF DATE: 20031204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARREN JAMES JR VII CENTRAL INDEX KEY: 0001272154 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28252 FILM NUMBER: 031038883 MAIL ADDRESS: STREET 1: 527 ACORN PARK DR CITY: ACTION STATE: MA ZIP: 01720 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADVISION INC CENTRAL INDEX KEY: 0000920448 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943184303 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 585 BROADWAY CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 6502615100 MAIL ADDRESS: STREET 1: 585 BROADWAY CITY: REDWOOD CITY STATE: CA ZIP: 94063 3 1 primary_doc.xml PRIMARY DOCUMENT X0201 3 2003-11-20 0 0000920448 BROADVISION INC BVSN 0001272154 WARREN JAMES JR VII 527 ACORN PARK DR ACTION MA 01720 0 1 0 0 Sr. VP, Sales Operations Employee Stock Option (Right to Purchase) 3.87 2003-07-01 2012-07-16 Common Stock 55555 D Employee Stock Option (Right to Purchase) 1.5 2003-07-01 2012-10-23 Common Stock 44445 D The option vests as to 25% of the shares one year from July 1, 2002 and monthly thereafter for 36 months. The option vests as to 18.75% of the shares 9 months from October 1, 2002 and monthly thereafter for 39 months. /s/James Warren Utt Jr. 2003-12-04 -----END PRIVACY-ENHANCED MESSAGE-----