0000920441-21-000002.txt : 20210517 0000920441-21-000002.hdr.sgml : 20210517 20210517133316 ACCESSION NUMBER: 0000920441-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 EFFECTIVENESS DATE: 20210517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KELLY LAWRENCE W & ASSOCIATES INC/CA CENTRAL INDEX KEY: 0000920441 IRS NUMBER: 953466353 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04133 FILM NUMBER: 21929213 BUSINESS ADDRESS: STREET 1: 199 SOUTH LOS ROBLES AVE STREET 2: SUITE 850 CITY: PASADENS STATE: CA ZIP: 91101 BUSINESS PHONE: 6264499500 MAIL ADDRESS: STREET 1: KELLY LAWARENCE W & ASSOCIATES INC STREET 2: 199 SOUTH LOS ROBLES AVE., STE. 850 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000920441 XXXXXXXX 03-31-2021 03-31-2021 KELLY LAWRENCE W & ASSOCIATES INC/CA

KELLY LAWARENCE W & ASSOCIATES INC 199 SOUTH LOS ROBLES AVE., STE. 850 PASADENA CA 91101

13F HOLDINGS REPORT 028-04133 N Alex Tescher 626-449-9500 Alex Tescher Pasadena CA 05-17-2021 0 219 422426 false INFORMATION TABLE 2 LKA-13f.xml LKA-13F HOLDINGS AS OF 03/31/2021 AG Mortgage Inv Tr 8 Pfd Ser B PRD 001228303 160 6600 SH SOLE 0 0 6600 AG Mortgage Inv Tr 8 Pfd Ser B PRD 001228303 131 5400 SH OTR 4000 0 1400 AG Mortgage Inv Tr 8.25 Pfd Se PRD 001228204 42 1700 SH SOLE 0 0 1700 AG Mortgage Inv Tr 8.25 Pfd Se PRD 001228204 49 2000 SH OTR 0 0 2000 Capital One Finl Corp DP Shs P PRD 14040H824 31 1200 SH OTR 1200 0 0 Capital One Finl Pfd Ser H PRD 14040H840 44 1700 SH OTR 0 0 1700 Energy Transfer Operat 7.625 P PRD 29278N400 103 4300 SH SOLE 1800 0 2500 Energy Transfer Operat 7.625 P PRD 29278N400 37 1550 SH OTR 1550 0 0 Golar LNG Partners LP 8.75 Cum PRD Y2745C110 103 4000 SH OTR 4000 0 0 JPMorgan Chase 6.15 Pfd Ser H PRD 48127V827 428 16700 SH SOLE 0 0 16700 JPMorgan Chase 6.15 Pfd Ser H PRD 48127V827 49 1900 SH OTR 0 0 1900 New Residential Inv Cp 7.125 C PRD 64828T409 1063 42900 SH SOLE 24000 0 18900 New Residential Inv Cp 7.125 C PRD 64828T409 265 10700 SH OTR 7200 0 3500 Pennymac Mtg Invt Tr Pfd Ser A PRD 70931T301 104 4000 SH OTR 4000 0 0 Ready Capital Corp 7.625 Pfd S PRD 75574U804 187 7500 SH SOLE 5000 0 2500 Ready Capital Corp 7.625 Pfd S PRD 75574U804 139 5550 SH OTR 5550 0 0 Wells Fargo & Co New Perp Pfd PRD 949746804 1200 845 SH SOLE 575 0 270 Wells Fargo & Co New Perp Pfd PRD 949746804 468 330 SH OTR 110 0 220 3M Co. COM 88579Y101 254 1320 SH SOLE 470 0 850 3M Co. COM 88579Y101 255 1323 SH OTR 324 0 999 AFLAC Inc. COM 001055102 3262 63731 SH SOLE 55143 0 8588 AFLAC Inc. COM 001055102 133 2600 SH OTR 0 0 2600 AT&T Inc COM 00206R102 697 23042 SH SOLE 11306 0 11736 AT&T Inc COM 00206R102 30 1000 SH OTR 0 0 1000 AbbVie Inc. COM 00287Y109 1017 9395 SH SOLE 7235 0 2160 AbbVie Inc. COM 00287Y109 536 4950 SH OTR 250 0 4700 Abbott Labs COM 002824100 199 1660 SH SOLE 0 0 1660 Abbott Labs COM 002824100 527 4400 SH OTR 0 0 4400 Adobe Sys Inc Com COM 00724F101 59 124 SH SOLE 124 0 0 Adobe Sys Inc Com COM 00724F101 119 250 SH OTR 0 0 250 Advanced Micro Devices Com COM 007903107 14166 180455 SH SOLE 134180 0 46275 Advanced Micro Devices Com COM 007903107 540 6875 SH OTR 275 0 6600 Albemarle Corp. COM 012653101 12949 88623 SH SOLE 60208 0 28415 Albemarle Corp. COM 012653101 1649 11288 SH OTR 6888 0 4400 Alphabet Inc Cap Stk Cl A COM 02079K305 19445 9428 SH SOLE 6828 0 2600 Alphabet Inc Cap Stk Cl A COM 02079K305 1792 869 SH OTR 224 0 645 Alphabet Inc Cap Stk Cl C COM 02079K107 5428 2624 SH SOLE 2206 0 418 Alphabet Inc Cap Stk Cl C COM 02079K107 397 192 SH OTR 114 0 78 Amazon Com Inc Com COM 023135106 334 108 SH SOLE 8 0 100 Amer States Water Co COM 029899101 210 2780 SH OTR 0 0 2780 American Tower Corp NE Com COM 03027X100 9164 38335 SH SOLE 23640 0 14695 American Tower Corp NE Com COM 03027X100 1381 5775 SH OTR 1525 0 4250 Amgen, Inc. Com COM 031162100 741 2980 SH SOLE 2980 0 0 Amgen, Inc. Com COM 031162100 72 290 SH OTR 90 0 200 Anheuser Busch Inbev S Sponsor COM 03524A108 57 900 SH SOLE 0 0 900 Apache Corp COM 037411105 1 60 SH SOLE 60 0 0 Apple, Inc. COM 037833100 26356 215767 SH SOLE 160666 0 55101 Apple, Inc. COM 037833100 2879 23568 SH OTR 5692 0 17876 Applied Materials Inc. COM 038222105 5635 42175 SH SOLE 32475 0 9700 Applied Materials Inc. COM 038222105 564 4220 SH OTR 200 0 4020 Avery Dennison Corp. COM 053611109 514 2800 SH SOLE 1800 0 1000 BP PLC Spons ADR COM 055622104 84 3432 SH SOLE 2200 0 1232 BP PLC Spons ADR COM 055622104 59 2414 SH OTR 0 0 2414 Bank of New York Mellon COM 064058100 19 400 SH OTR 0 0 400 Baxter Intl Inc COM 071813109 62 735 SH SOLE 0 0 735 Berkshire Hathaway Cl B COM 084670207 458 1792 SH SOLE 1792 0 0 Boeing Co. COM 097023105 243 955 SH SOLE 480 0 475 Broadridge Financial Solutions COM 11133T103 13623 88978 SH SOLE 65538 0 23440 Broadridge Financial Solutions COM 11133T103 1202 7850 SH OTR 3250 0 4600 CSX Corp COM 126408103 63 650 SH SOLE 650 0 0 California Wtr Svc Group COM 130788102 141 2500 SH SOLE 0 0 2500 Capital One Finl Corp COM 14040H105 11838 93044 SH SOLE 61585 0 31459 Capital One Finl Corp COM 14040H105 1101 8652 SH OTR 3050 0 5602 Cardinal Health Inc. COM 14149Y108 6 93 SH SOLE 93 0 0 Charles Schwab Corp (New) COM 808513105 1007 15457 SH SOLE 13857 0 1600 Charles Schwab Corp (New) COM 808513105 131 2011 SH OTR 2011 0 0 Chevron Corp COM 166764100 776 7404 SH SOLE 5679 0 1725 Chevron Corp COM 166764100 2106 20094 SH OTR 2852 0 17242 Cisco Systems COM 17275R102 5311 102710 SH SOLE 79910 0 22800 Cisco Systems COM 17275R102 407 7875 SH OTR 1850 0 6025 CitiGroup Inc COM 172967424 73 1000 SH SOLE 1000 0 0 Coca Cola Co COM 191216100 349 6630 SH SOLE 2300 0 4330 Coca Cola Co COM 191216100 11 200 SH OTR 0 0 200 Comcast Corp New Cl A COM 20030N101 81 1500 SH SOLE 0 0 1500 Consolidated Edison Inc COM 209115104 32 430 SH SOLE 0 0 430 Constellation Brands Inc Cl A COM 21036P108 39 170 SH SOLE 0 0 170 Costco Wholesale COM 22160K105 13350 37874 SH SOLE 27491 0 10383 Costco Wholesale COM 22160K105 1068 3031 SH OTR 1156 0 1875 Danaher Corp Del COM COM 235851102 14361 63803 SH SOLE 42993 0 20810 Danaher Corp Del COM COM 235851102 1788 7945 SH OTR 2220 0 5725 Deere & Co COM 244199105 24 63 SH SOLE 63 0 0 Digital Rlty Tr Inc Com COM 253868103 14 100 SH SOLE 0 0 100 Disney Walt Co Del COM 254687106 10746 58237 SH SOLE 41211 0 17026 Disney Walt Co Del COM 254687106 1319 7147 SH OTR 1981 0 5166 Dow Inc COM 260557103 973 15223 SH SOLE 14740 0 483 Dow Inc COM 260557103 184 2882 SH OTR 1449 0 1433 East West Bancorp Inc Com COM 27579R104 16 213 SH SOLE 213 0 0 Ecolab Inc Com COM 278865100 128 600 SH SOLE 0 0 600 Edwards Lifesciences Inc. COM 28176E108 2181 26075 SH SOLE 11925 0 14150 Electronic Arts Inc COM 285512109 14 106 SH SOLE 106 0 0 Enterprise Prods Prtn LP COM 293792107 22 1000 SH SOLE 0 0 1000 Etsy Inc Com COM 29786A106 71 350 SH SOLE 350 0 0 Exact Sciences Corp. COM 30063P105 79 600 SH SOLE 200 0 400 Exxon Mobil Corp COM 30231G102 123 2199 SH SOLE 100 0 2099 Exxon Mobil Corp COM 30231G102 181 3245 SH OTR 1884 0 1361 Facebook Inc Cl A COM 30303M102 29 100 SH SOLE 100 0 0 Fiserv Inc Com COM 337738108 12433 104447 SH SOLE 72637 0 31810 Fiserv Inc Com COM 337738108 1559 13100 SH OTR 3450 0 9650 Flir Systems Inc. COM 302445101 8708 154205 SH SOLE 96905 0 57300 Flir Systems Inc. COM 302445101 1056 18700 SH OTR 7500 0 11200 Franco Nevada Corp COM 351858105 38 300 SH SOLE 0 0 300 Frontier Communications COM 35906A306 0 4 SH SOLE 0 0 4 GW Pharmaceuticals PLC ADS COM 36197T103 25 115 SH OTR 0 0 115 General Elec Co COM 369604103 404 30800 SH SOLE 25400 0 5400 General Elec Co COM 369604103 107 8148 SH OTR 0 0 8148 Gilead Sciences Inc. COM 375558103 968 14980 SH SOLE 9100 0 5880 Gilead Sciences Inc. COM 375558103 110 1700 SH OTR 0 0 1700 Goldman Sachs Group COM 38141G104 65 200 SH SOLE 200 0 0 Halliburton Co COM 406216101 32 1505 SH SOLE 1505 0 0 Hexcel Corp COM 428291108 4665 83295 SH SOLE 43780 0 39515 Hexcel Corp COM 428291108 360 6425 SH OTR 775 0 5650 Home Depot Inc COM 437076102 11972 39219 SH SOLE 27989 0 11230 Home Depot Inc COM 437076102 1419 4650 SH OTR 1425 0 3225 Hon Hai Precision Inds ORD COM Y36861105 4 1000 SH OTR 1000 0 0 Honeywell Intl Inc COM 438516106 63 290 SH SOLE 290 0 0 Humana Inc. Com COM 444859102 5679 13545 SH SOLE 8295 0 5250 Humana Inc. Com COM 444859102 983 2345 SH OTR 580 0 1765 IHS Markit LTD COM G47567105 165 1700 SH SOLE 0 0 1700 IQVIA Holdings Inc COM 46266C105 12471 64571 SH SOLE 44253 0 20318 IQVIA Holdings Inc COM 46266C105 1236 6400 SH OTR 350 0 6050 Int'l Bus Mach COM 459200101 120 900 SH OTR 0 0 900 Intel Corp COM 458140100 490 7655 SH SOLE 400 0 7255 Intel Corp COM 458140100 26 400 SH OTR 0 0 400 Intercontinental Exchange Grou COM 45866F104 12108 108421 SH SOLE 77586 0 30835 Intercontinental Exchange Grou COM 45866F104 1632 14610 SH OTR 3750 0 10860 Intuitive Surgical Inc Com New COM 46120E602 180 244 SH SOLE 0 0 244 JPMorgan Chase & Co COM 46625H100 1700 11170 SH SOLE 8870 0 2300 JPMorgan Chase & Co COM 46625H100 373 2450 SH OTR 150 0 2300 Johnson & Johnson COM 478160104 12159 73984 SH SOLE 53266 0 20718 Johnson & Johnson COM 478160104 1242 7557 SH OTR 2607 0 4950 Kontoor Brands Inc COM 50050N103 12 245 SH SOLE 245 0 0 Kraft Heinz Co Comm COM 500754106 78 1950 SH SOLE 250 0 1700 Kraft Heinz Co Comm COM 500754106 34 850 SH OTR 850 0 0 Lowes Cos Inc Com COM 548661107 93 488 SH SOLE 0 0 488 Marsh & McLennan Cos Inc. COM 571748102 110 900 SH SOLE 0 0 900 Mastercard Inc Cl A COM 57636Q104 36 100 SH SOLE 100 0 0 McDonalds Corp COM 580135101 403 1800 SH SOLE 1800 0 0 McDonalds Corp COM 580135101 95 425 SH OTR 0 0 425 Merck & Co Inc COM 58933Y105 7851 101848 SH SOLE 76628 0 25220 Merck & Co Inc COM 58933Y105 357 4625 SH OTR 300 0 4325 Microsoft Corp COM 594918104 1514 6420 SH SOLE 3186 0 3234 Microsoft Corp COM 594918104 503 2133 SH OTR 0 0 2133 Nestle SA Spons ADR (For Reg) COM 641069406 6764 60428 SH SOLE 55187 0 5241 Nestle SA Spons ADR (For Reg) COM 641069406 761 6798 SH OTR 2675 0 4123 New Residential Invt C Com New COM 64828T201 27 2400 SH OTR 2400 0 0 NextEra Energy Inc COM 65339F101 212 2800 SH SOLE 0 0 2800 NextEra Energy Inc COM 65339F101 20 260 SH OTR 260 0 0 Nike, Inc. Cl B COM 654106103 17 125 SH OTR 0 0 125 Norfolk Southern Corp COM 655844108 215 800 SH SOLE 0 0 800 OneOK Inc COM 682680103 195 3843 SH OTR 3843 0 0 Oracle Systems Corp COM 68389X105 42 600 SH SOLE 0 0 600 Palo Alto Networks Inc. Com COM 697435105 35 110 SH SOLE 110 0 0 Panasonic Corp ADR (new) COM 69832A205 6 465 SH SOLE 465 0 0 PayPal Holdings Inc. COM 70450Y103 20802 85660 SH SOLE 60807 0 24853 PayPal Holdings Inc. COM 70450Y103 2459 10125 SH OTR 3400 0 6725 Pepsico Inc COM 713448108 9355 66139 SH SOLE 47848 0 18291 Pepsico Inc COM 713448108 932 6590 SH OTR 1265 0 5325 Pfizer Inc COM 717081103 193 5328 SH SOLE 4328 0 1000 Pfizer Inc COM 717081103 577 15930 SH OTR 1500 0 14430 Pinterest Inc Cl A COM 72352L106 94 1270 SH SOLE 1200 0 70 Procter & Gamble Co. COM 742718109 2132 15742 SH SOLE 7274 0 8468 Procter & Gamble Co. COM 742718109 1725 12738 SH OTR 600 0 12138 Public Svc Enterprise COM 744573106 57 944 SH SOLE 0 0 944 Pulte Group Inc. Com COM 745867101 26 500 SH SOLE 500 0 0 Qualtrics Intl'l Cl A COM 747601201 99 3000 SH SOLE 2900 0 100 ReInsurance Group Amer COM 759351604 9435 74855 SH SOLE 49940 0 24915 ReInsurance Group Amer COM 759351604 1317 10450 SH OTR 2600 0 7850 Regeneron Pharmaceutical Com COM 75886F107 182 385 SH SOLE 0 0 385 Rio Tinto PLC Sponsored ADR COM 767204100 8 100 SH SOLE 0 0 100 Roper Technologies Inc COM 776696106 12668 31408 SH SOLE 22325 0 9083 Roper Technologies Inc COM 776696106 1381 3425 SH OTR 1050 0 2375 Ross Stores Inc. COM 778296103 660 5500 SH SOLE 5500 0 0 Royal Dutch Shell PLC Spons AD COM 780259206 1079 27524 SH SOLE 27524 0 0 Salesforce.com Inc COM 79466L302 2232 10535 SH SOLE 4075 0 6460 Salesforce.com Inc COM 79466L302 381 1800 SH OTR 0 0 1800 Sanofi - ADR COM 80105N105 4 75 SH SOLE 75 0 0 Sanofi - ADR COM 80105N105 52 1050 SH OTR 0 0 1050 Schlumberger Ltd COM 806857108 132 4862 SH SOLE 1875 0 2987 Sibanye-Stillwater LTD Spons A COM 82575P107 81 4547 SH SOLE 0 0 4547 Starbucks Corp COM 855244109 44 400 SH SOLE 400 0 0 State Street Corp COM 857477103 105 1250 SH SOLE 0 0 1250 State Street Corp COM 857477103 38 450 SH OTR 0 0 450 TC Energy Corp. Com COM 87807B107 5 100 SH SOLE 0 0 100 Take-Two Interactive S Com COM 874054109 53 300 SH SOLE 300 0 0 Teledyne Technologies COM 879360105 37 90 SH SOLE 40 0 50 Tesla Inc Com COM 88160R101 150 225 SH SOLE 0 0 225 Tredegar Corp. COM 894650100 22 1455 SH SOLE 1455 0 0 Twitter Inc Com COM 90184L102 45 700 SH SOLE 700 0 0 Union Pac Corp COM 907818108 27 124 SH SOLE 124 0 0 Unity Software Inc. COM 91332U101 20 200 SH SOLE 200 0 0 Universal Display Corp Com COM 91347P105 118 500 SH SOLE 0 0 500 Unum Group COM 91529Y106 907 32575 SH SOLE 12600 0 19975 Unum Group COM 91529Y106 298 10700 SH OTR 1600 0 9100 V F Corp COM 918204108 134 1675 SH SOLE 1675 0 0 Veolia Environment Sponsored A COM 92334N103 9650 375615 SH SOLE 262720 0 112895 Veolia Environment Sponsored A COM 92334N103 1129 43950 SH OTR 11100 0 32850 Verisign Inc. Com. COM 92343E102 1200 6038 SH SOLE 6004 0 34 Verizon Communications COM 92343V104 966 16607 SH SOLE 16007 0 600 Verizon Communications COM 92343V104 199 3428 SH OTR 1450 0 1978 Vertex Pharmaceuticals Com COM 92532F100 199 928 SH SOLE 637 0 291 Vertex Pharmaceuticals Com COM 92532F100 258 1200 SH OTR 0 0 1200 Viatris Inc COM 92556V106 31 2203 SH SOLE 2079 0 124 Viatris Inc COM 92556V106 26 1876 SH OTR 186 0 1690 Visa Inc Cl A COM 92826C839 13720 64799 SH SOLE 43075 0 21724 Visa Inc Cl A COM 92826C839 1824 8616 SH OTR 2475 0 6141 Vivendi ORD Shs COM F97982106 25 792 SH SOLE 792 0 0 Walgreens Boots Alliance Inc COM 931427108 15 265 SH SOLE 0 0 265 Walgreens Boots Alliance Inc COM 931427108 104 1891 SH OTR 0 0 1891 Wisdomtree Tr India Erngs Fd COM 97717W422 7 220 SH SOLE 220 0 0 Woodward Inc COM 980745103 2984 24740 SH SOLE 7255 0 17485 Woodward Inc COM 980745103 615 5100 SH OTR 3000 0 2100 Wynn Resorts LTD COM 983134107 38 300 SH SOLE 300 0 0 Zoetis Inc Cl A COM 98978V103 7 47 SH SOLE 47 0 0 Zoetis Inc Cl A COM 98978V103 162 1028 SH OTR 0 0 1028 Zoom Video Comm. Cl A COM 98980L101 120 375 SH OTR 0 0 375 JG Boswell Co PRIV EQS 101205102 2911 4077 SH SOLE 4077 0 0 ClearBridge Large Cap Growth F EQ FDS 52469H826 207 3460 SH SOLE 0 0 3460 Clearbridge Energy MLP Opportu EQ FDS 18469P100 8 414 SH OTR 414 0 0 MFS Instl Intl Equity Fd EQ FDS 552966806 165 5315 SH SOLE 0 0 5315