0001604682-15-000001.txt : 20150106 0001604682-15-000001.hdr.sgml : 20150106 20150106125216 ACCESSION NUMBER: 0001604682-15-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150102 FILED AS OF DATE: 20150106 DATE AS OF CHANGE: 20150106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRODY MARK S CENTRAL INDEX KEY: 0001248813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 15508992 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-01-02 0 0000920427 UNITY BANCORP INC /NJ/ unty 0001248813 BRODY MARK S C/O UNITY BANK 64 OLD HIGHWAY 22 CLINTON NJ 08809 1 0 0 0 Restricted Stock 2015-01-02 4 A 0 2400 9.32 A 71399 D Common Stock 36457 I Financial Planning Analysts Common Stock 662725 I Dispositive Shares by Financial Planning Analysts Stock Options Common Stock 14956 14956 D 2,400 Restricted shares were granted on 1/2/15 from the 2013 Stock Bonus Plan; vesting commences with 600 shares on 1/2/16; 600 shares on 1/2/17; 600 shares on 1/2/18; and 600 shares on 1/2/19. Stock price at the close of business on 1/2/15. 13,459 shares of total beneficially owned shares are Restricted Stock subject to four-year vesting periods determined by the individual grant dates. 44,000 shares are jointly owned with spouse. Shares held in the master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power. The following options are from the 2006 Stock Option Plan: 2,756 options granted on 1/25/07 @ $12.62 expire 1/25/17; 4,200 options granted on 12/20/07 @ $7.10 expire 12/20/17; 8,000 options granted on 12/18/08 @ $3.80 expire 12/18/18. Dr. Mark Brody, POA Linda B. McDermott 2015-01-06