X0306 4 2016-12-08 0 0000920427 UNITY BANCORP INC /NJ/ unty 0001299077 Maricondo Peter E 4 DEXTER DRIVE SOUTH BASKING RIDGE NJ 07920 1 0 0 0 Common Stock 2016-12-08 4 M 0 843 11.48 A 20958 D Stock Options 11.48 2016-12-08 4 M 0 3032 11.48 D 2008-01-25 2017-01-25 Common Stock 843 17820 D There was a 10% stock dividend on September 30, 2016, for which Mr. Maricondo received additional shares. 3,032 stock options were granted on 1/25/07, which vest 1/3 each year commencing 1/25/08; 1/25/09 and 1/25/10 and expire on 1/25/17. Mr. Maricondo received 843 shares of common stock through a "net-out" with the Company on 12/8/16. 17,820 stock options were granted to Mr. Maricondo of which 13,420 are currently exercisable. Mr. Maricondo exercised 3,032 stock options at $11.48 through a "net out" with the Company based on the stock price of $15.90 resulting in the issuance of 843 shares on common stock. Peter E. Maricondo, poa Linda B. McDermott 2016-12-08