0001562180-21-000223.txt : 20210106 0001562180-21-000223.hdr.sgml : 20210106 20210106175411 ACCESSION NUMBER: 0001562180-21-000223 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210104 FILED AS OF DATE: 20210106 DATE AS OF CHANGE: 20210106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRODY MARK S CENTRAL INDEX KEY: 0001248813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 21512007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2021-01-04 false 0000920427 UNITY BANCORP INC /NJ/ UNTY 0001248813 BRODY MARK S C/O UNITY BANK 64 OLD HIGHWAY 22 CLINTON NJ 08809 true false false false Restricted Stock 2021-01-04 4 A false 1000.00 0.00 A 1675.00 D Common Stock 82459.00 D Common Stock 40102.00 I Financial Planning Analysts Common Stock 262289.00 I Financial Planning Analysts Dispositive Shares Stock Options (Right to buy) 17.55 2021-01-04 4 A false 4000.00 0.00 A 2031-01-04 Common Stock 4000.00 22800.00 D 1,000 restricted shares were granted on 1/4/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 250 shares on 1/4/2022, 250 shares on 1/4/2023, 250 shares on 1/4/2024, and 250 shares on 1/4/2025. 1,675 restricted shares are held in an account at Computershare, which have upcoming vesting dates. A total of 82,459 shares are beneficially owned by Dr. Brody; 48,400 are held jointly with his spouse, 13,000 are held in street name, 20,939 are held in an account at Shareworks, and 120 are held in an account at Computershare. Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power. 4,000 stock options were granted on 1/4/2021 from the 2019 Equity Compensation Plan. 33+% per year for 3 years beginning on 1/4/2021. 22,800 stock options were granted under various dates and vesting periods of which 13,400 are currently exercisable. Total Beneficial Ownership: 399,925 Dr. Mark Brody, POA Laurie Cook, Controller/SVP 2021-01-05