0001248813-17-000001.txt : 20170105 0001248813-17-000001.hdr.sgml : 20170105 20170105113909 ACCESSION NUMBER: 0001248813-17-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170103 FILED AS OF DATE: 20170105 DATE AS OF CHANGE: 20170105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRODY MARK S CENTRAL INDEX KEY: 0001248813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 17509516 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-01-03 0 0000920427 UNITY BANCORP INC /NJ/ unty 0001248813 BRODY MARK S 1 0 0 0 Common Restricted 2017-01-03 4 A 0 1400 15.7 A 5800 D Common Stock 76254 D Common Stock 40102 I Financial Planning Analysts Common Stock 247501 I Financial Planning Analysts Stock Options 15.7 2017-01-03 4 A 0 1600 15.7 A 2018-01-03 2027-01-03 Common Stock 1600 14886 D 1,400 restricted shares were granted on 1/3/17 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 350 shares on 1/3/18; 350 shares on 1/3/19; 350 shares on 1/3/20; and 350 shares on 1/3/21. Stock price at the close of business on 12/30/16; 1,600 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 534 on 1/3/18; 533 on 1/3/19; and 533 on 1/3/20. A total of 19,420 options were granted under various dates and vesting period of which 14,886 are currently exercisable. A total of 82,054 shares are beneficially owned by Dr. Brody; 48,400 are held jointly with his spouse; 12,705 are held in street name; 15,149 are held in an acct. at Computershare; and 5,800 shares are restricted stock. Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power. 5,800 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates. Mark S. Brody, poa Linda B. McDermott 2017-01-05