0000920427-19-000043.txt : 20190104 0000920427-19-000043.hdr.sgml : 20190104 20190104161530 ACCESSION NUMBER: 0000920427-19-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190102 FILED AS OF DATE: 20190104 DATE AS OF CHANGE: 20190104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DALLAS ROBERT H II CENTRAL INDEX KEY: 0001033204 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 19510228 MAIL ADDRESS: STREET 1: C/O UNITY BANCORP INC STREET 2: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 4 1 wf-form4_154663651217310.xml FORM 4 X0306 4 2019-01-02 0 0000920427 UNITY BANCORP INC /NJ/ UNTY 0001033204 DALLAS ROBERT H II C/O UNITY BANCORP INC 64 OLD HIGHWAY 22 CLINTON NJ 08809 1 0 1 0 Restricted Stock 2019-01-02 4 A 0 750 20.76 A 3289 D Common Stock 16178 D Common Stock 1709074 I Dallas Financial Holdings, LLC Stock Options Common Stock 8667 D 750 restricted shares were granted on 1/2/19 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 188 shares on 1/2/20, 187 shares on 1/2/21, 188 shares on 1/2/22, and 187 shares on 1/2/23. 2,793 shares are held in an account at Computershare, which have upcoming vesting dates. 496 shares are dividend reinvested shares for a total of 3,289. 16,178 shares are held in Mr. Dallas' name in an account at Shareworks. 173,764 shares are held in an account at Computershare; 1,535,310 shares are held in a brokerage account. 8,667 stock options were granted under various dates and vesting periods of which 1,567 are currently exercisable. Total Beneficial Ownership: 1,730,108 Mr. Dallas receives additional shares on a quarterly basis through his dividend reinvestment plan. Robert H. Dallas, II, poa Laurie Cook, Controller/SVP 2019-01-04