0000920427-17-000017.txt : 20170307 0000920427-17-000017.hdr.sgml : 20170307 20170307135008 ACCESSION NUMBER: 0000920427-17-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170303 FILED AS OF DATE: 20170307 DATE AS OF CHANGE: 20170307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAUCHAK JOHN J CENTRAL INDEX KEY: 0001238307 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 17671401 MAIL ADDRESS: STREET 1: C/O UNITYBANK CORP STREET 2: 64 OLD HWY 22 CITY: CLINTON STATE: NJ ZIP: 08809 4 1 wf-form4_148891259380977.xml FORM 4 X0306 4 2017-03-03 0 0000920427 UNITY BANCORP INC /NJ/ UNTY 0001238307 KAUCHAK JOHN J UNITY BANK 64 OLD HIGHWAY 22 CLINTON NJ 08809 0 1 0 0 EVP/COO Restricted Stock 2017-03-03 4 A 0 5000 16.75 A 55657 D Stock Options 16.75 2017-03-03 4 A 0 10000 16.75 A 2018-03-03 2027-03-03 Common Stock 10000.0 92885 D 5,000 restricted shares were granted effective 3/3/17 and issued from the 2013 Stock Bonus Plan; vesting commences with 1,250 shares on 3/3/18; 1,250 shares on 3/3/19; 1,250 shares on 3/3/20; and 1,250 shares on 3/3/21. Stock price at the close of business on 3/2/17. 8,850 shares are unvested stock; and 46,807 shares are held in an account at Computershare 10,000 non-qualified stock options were granted on 3/3/17 from the 2015 Stock Option Plan; vesting over a three-year period, one-third shall vest; i.e., 3,334 on 3/3/18; 3,333 on 3/3/19; and 3,333 on 3/3/20. 92,885 options were granted to Mr. Kauchak of which 68,219 are currently exercisable. John J. Kauchak, POA Laurie Cook, Controller/SVP 2017-03-07