0001179110-16-020468.txt : 20160229 0001179110-16-020468.hdr.sgml : 20160229 20160229192432 ACCESSION NUMBER: 0001179110-16-020468 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160227 FILED AS OF DATE: 20160229 DATE AS OF CHANGE: 20160229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC. CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 952848406 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: (212) 588-4000 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shavel Lee CENTRAL INDEX KEY: 0001521495 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 161470472 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 4 1 edgar.xml FORM 4 - X0306 4 2016-02-27 0 0000920424 INVESTMENT TECHNOLOGY GROUP, INC. ITG 0001521495 Shavel Lee ONE LIBERTY PLAZA 165 BROADWAY NEW YORK NY 10006 1 0 0 0 Common Stock 2016-02-27 4 A 0 5504 18.17 A 5504 D Represents initial restricted stock unit award granted to the reporting person upon joining the Board. The award will vest in approximately equal annual installments on each of the first, second and third anniversaries of the grant date. Angelique DeSanto, by power of attorney filed with Form 3 dated February 2, 2016 2016-02-29