0001179110-15-001993.txt : 20150206 0001179110-15-001993.hdr.sgml : 20150206 20150206163600 ACCESSION NUMBER: 0001179110-15-001993 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150204 FILED AS OF DATE: 20150206 DATE AS OF CHANGE: 20150206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC. CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 952848406 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: (212) 588-4000 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goldstein Peter A CENTRAL INDEX KEY: 0001542469 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 15585071 MAIL ADDRESS: STREET 1: C/O ITG INC. STREET 2: 380 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 edgar.xml FORM 4 - X0306 4 2015-02-04 0 0000920424 INVESTMENT TECHNOLOGY GROUP, INC. ITG 0001542469 Goldstein Peter A ONE LIBERTY PLAZA 165 BROADWAY NEW YORK NY 10006 0 1 0 0 Head of Human Resources Common Stock 2015-02-04 4 S 0 1750 22.02 D 44875 D Common Stock 2015-02-05 4 S 0 3250 22.10 D 41625 D Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 1, 2014. Sales made by the Reporting Person in connection with this Form 4 were made between $22.00 and $22.12, and the Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the company, or any security holder of the company, full information regarding the number of shares sold at each separate price. Sales made by the Reporting Person in connection with this Form 4 were made between $22.00 and $22.27, and the Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the company, or any security holder of the company, full information regarding the number of shares sold at each separate price. P. Mats Goebels, by power of attorney filed with Form 3 dated February 17, 2012 2015-02-06