0001179110-15-001993.txt : 20150206
0001179110-15-001993.hdr.sgml : 20150206
20150206163600
ACCESSION NUMBER: 0001179110-15-001993
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150204
FILED AS OF DATE: 20150206
DATE AS OF CHANGE: 20150206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC.
CENTRAL INDEX KEY: 0000920424
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 952848406
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE LIBERTY PLAZA
STREET 2: 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: (212) 588-4000
MAIL ADDRESS:
STREET 1: ONE LIBERTY PLAZA
STREET 2: 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
FORMER COMPANY:
FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC
DATE OF NAME CHANGE: 19940316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goldstein Peter A
CENTRAL INDEX KEY: 0001542469
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32722
FILM NUMBER: 15585071
MAIL ADDRESS:
STREET 1: C/O ITG INC.
STREET 2: 380 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
edgar.xml
FORM 4 -
X0306
4
2015-02-04
0
0000920424
INVESTMENT TECHNOLOGY GROUP, INC.
ITG
0001542469
Goldstein Peter A
ONE LIBERTY PLAZA
165 BROADWAY
NEW YORK
NY
10006
0
1
0
0
Head of Human Resources
Common Stock
2015-02-04
4
S
0
1750
22.02
D
44875
D
Common Stock
2015-02-05
4
S
0
3250
22.10
D
41625
D
Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 1, 2014.
Sales made by the Reporting Person in connection with this Form 4 were made between $22.00 and $22.12, and the Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the company, or any security holder of the company, full information regarding the number of shares sold at each separate price.
Sales made by the Reporting Person in connection with this Form 4 were made between $22.00 and $22.27, and the Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the company, or any security holder of the company, full information regarding the number of shares sold at each separate price.
P. Mats Goebels, by power of attorney filed with Form 3 dated February 17, 2012
2015-02-06