0001179110-14-018460.txt : 20141218
0001179110-14-018460.hdr.sgml : 20141218
20141218165547
ACCESSION NUMBER: 0001179110-14-018460
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141217
FILED AS OF DATE: 20141218
DATE AS OF CHANGE: 20141218
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC.
CENTRAL INDEX KEY: 0000920424
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 952848406
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE LIBERTY PLAZA
STREET 2: 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: (212) 588-4000
MAIL ADDRESS:
STREET 1: ONE LIBERTY PLAZA
STREET 2: 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
FORMER COMPANY:
FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC
DATE OF NAME CHANGE: 19940316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GASSER ROBERT C
CENTRAL INDEX KEY: 0001023087
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32722
FILM NUMBER: 141296677
MAIL ADDRESS:
STREET 1: C/O NYFIX INC
STREET 2: 333 LUDLOW ST
CITY: STAMFORD
STATE: CT
ZIP: 06902
4
1
edgar.xml
FORM 4 -
X0306
4
2014-12-17
0
0000920424
INVESTMENT TECHNOLOGY GROUP, INC.
ITG
0001023087
GASSER ROBERT C
ONE LIBERTY PLAZA
165 BROADWAY
NEW YORK
NY
10006
1
1
0
0
CEO and President
Common Stock
2014-12-17
4
S
0
5000
19.93
D
281560
D
Common Stock
400
I
See Footnote
Sales made by the Reporting Person in connection with this Form 4 were made between $19.67 and $20.03, and the Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the company, or any security holder of the company, full information regarding the number of shares sold at each separate price.
The shares of common stock are held in UTMA custodial accounts on behalf of the Reporting Person's children.
P. Mats Goebels, by Power of Attorney filed with Form 4 dated April 18, 2007
2014-12-18