8-K 1 a2063366z8-k.txt 8-K =========================================================================== SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------- FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 13, 2001 Date of Earliest Event Reported: November 13, 2001 INVESTMENT TECHNOLOGY GROUP, INC. Delaware 0-23644 95-2848406 (State of (Commission File (IRS Employer Incorporation) Number) Identification Number) 380 Madison Avenue New York, New York 10017 (Address of principal executive office) (Zip Code) Registrant's telephone number, including area code: (212) 588-4000 ============================================================================ ITEM 5. OTHER EVENTS On November 13, 2001, Investment Technology Group, Inc. issued the press release attached hereto as Exhibit 99.1 and incorporated by reference herein. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS Exhibits EXHIBIT DESCRIPTION 99.1 Press Release issued by Investment Technology Group, Inc. on November 13, 2001. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: NOVEMBER 13, 2001 INVESTMENT TECHNOLOGY GROUP, INC. ----------------- By: /s/ HOWARD C. NAPHTALI ------------------------------------ Howard C. Naphtali Chief Financial Officer and Duly Authorized Signatory of Registrant Exhibit Index Exhibit No. Description 99.1 Press Release issued by Investment Technology Group, Inc. on November 13, 2001.