0001179110-14-003069.txt : 20140219
0001179110-14-003069.hdr.sgml : 20140219
20140219163935
ACCESSION NUMBER: 0001179110-14-003069
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131122
FILED AS OF DATE: 20140219
DATE AS OF CHANGE: 20140219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHMIDT JOHN K
CENTRAL INDEX KEY: 0001184329
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 14626124
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
edgar.xml
FORM 4 -
X0306
4
2013-11-22
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001184329
SCHMIDT JOHN K
1398 CENTRAL AVE.
DUBUQUE
IA
52001
1
0
0
0
Common Stock
122661
D
Common Stock
4780
I
401(k)
Common Stock
4009
I
Minor Child
Common Stock
5605.8278
I
Minor Child
Common Stock
2013-11-22
4
S
0
1000
28.4930
D
2472
I
Son
Common Stock
12173
I
Spouse
Non-Qualified Stock Option (Right to Buy)
29.65
2017-01-16
Common Stock
4000
4000
D
Includes 2,506 shares held jointly with reporting person's spouse.
Shares held as Donna L. Schmidt Cust for Nicole M. Schmidt.
Shares held as Alexander J. Schmidt TOD Donna L Schmidt.
Shares held as Donna L. Schmidt Cust for Benjamin N. Schmidt.
Shares participate in a Dividend Reinvestment Plan.
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Represents options to buy granted under the Company's Stock Option Plan, a Rule 16(b)(3) plan, which options vest one-third per year beginning on the 3rd anniversary of date of grant.
Includes 1,000 shares held at Raymond James in street name.
Includes 1,000 shares of Restricted Stock Units granted under the 2012 Long-Term Incentive Plan. These shares will vest the earlier of 2014 Annual Meeting or July 16,2014.
/s/ John K. Schmidt
2014-02-19