0001179110-11-014221.txt : 20111013 0001179110-11-014221.hdr.sgml : 20111013 20111013161914 ACCESSION NUMBER: 0001179110-11-014221 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111011 FILED AS OF DATE: 20111013 DATE AS OF CHANGE: 20111013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOX BRIAN CENTRAL INDEX KEY: 0001504067 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 111139878 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 edgar.xml FORM 4 - X0304 4 2011-10-11 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001504067 FOX BRIAN 1398 CENTRAL AVE DUBUQUE IA 52001 0 1 0 0 EVP, Operations Common Stock 2011-10-11 4 A 0 1500 0 A 3300 D Common Stock 2000 I IRA Includes 1,800 Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock. The grant vests in three equal installments on the third, fourth and fifth anniversaries of the grant date. The RSU grant is subject to the settlement restrictions under the TARP. Includes 1,500 shares of Performance Based Restricted Stock. /s/ Brian Fox 2011-10-13