0000920112-24-000056.txt : 20240320 0000920112-24-000056.hdr.sgml : 20240320 20240320161120 ACCESSION NUMBER: 0000920112-24-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240318 FILED AS OF DATE: 20240320 DATE AS OF CHANGE: 20240320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nestman Lo B. CENTRAL INDEX KEY: 0002013753 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 24767897 MAIL ADDRESS: STREET 1: 1800 LARIMER ST., SUITE 1800 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1800 LARIMER STREET STREET 2: SUITE 1800 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 5635892100 MAIL ADDRESS: STREET 1: 700 LOCUST STREET STREET 2: FOURTH FLOOR CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wk-form4_1710965469.xml FORM 4 X0508 4 2024-03-18 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0002013753 Nestman Lo B. 1800 LARIMER ST., SUITE 1800 DENVER CO 80202 0 1 0 0 EVP, Head of Retail 0 Common Stock 2024-03-18 4 M 0 682 0 A 2840 D Common Stock 2024-03-18 4 F 0 244 32.97 D 2596 D 2021 Performance Based Restricted Stock (3-year performance) 2024-03-18 4 M 0 1218 0 D Common Stock 1218 0 D 2024 Time-Based Restricted Stock 2024-03-18 4 A 0 2318 0 A Common Stock 2318 2318 D Shares earned upon vesting and settlement of Performance Restricted Stock Units ("Performance RSUs") awarded March 16, 2021, achievement of 56% of performance criteria. These shares were withheld from distribution at the request of reporting person to satisfy tax liability. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Of these restricted stock units, 1/3 vest on 3-21-2025, 1/3 vest on 3-21-2026, and 1/3 vest on 3-21-2027. /s/ Janet Emerson, as attorney-in-fact for Lo B. Nestman 2024-03-20