0000920112-24-000055.txt : 20240320
0000920112-24-000055.hdr.sgml : 20240320
20240320161041
ACCESSION NUMBER: 0000920112-24-000055
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240318
FILED AS OF DATE: 20240320
DATE AS OF CHANGE: 20240320
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lee Bruce K
CENTRAL INDEX KEY: 0001331679
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 24767880
MAIL ADDRESS:
STREET 1: 1800 LARIMER ST., SUITE 1800
CITY: DENVER
STATE: CO
ZIP: 80202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1800 LARIMER STREET
STREET 2: SUITE 1800
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 5635892100
MAIL ADDRESS:
STREET 1: 700 LOCUST STREET
STREET 2: FOURTH FLOOR
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wk-form4_1710965431.xml
FORM 4
X0508
4
2024-03-18
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001331679
Lee Bruce K
1800 LARIMER ST., SUITE 1800
DENVER
CO
80202
0
1
0
0
HTLF President and CEO
0
Common Stock
2024-03-18
4
M
0
7870
0
A
80909
D
Common Stock
2024-03-18
4
F
0
2263
32.97
D
78646
D
2021 Performance Based Restricted Stock (3-year performance)
2024-03-18
4
M
0
14054
0
D
Common Stock
14054
0
D
2024 Time-Based Restricted Stock
2024-03-18
4
A
0
16048
0
A
Common Stock
16048
16048
D
Shares earned upon vesting and settlement of Performance Restricted Stock Units ("Performance RSUs") awarded March 16, 2021, achievement of 56% of
performance criteria.
These shares were withheld from distribution at the request of reporting person to satisfy tax liability.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Of these restricted stock units, 1/3 vest on 3-21-2025, 1/3 vest on 3-21-2026, and 1/3 vest on 3-21-2027.
/s/ Janet Emerson, as attorney-in-fact for Bruce K. Lee
2024-03-20