0000920112-24-000053.txt : 20240320 0000920112-24-000053.hdr.sgml : 20240320 20240320160846 ACCESSION NUMBER: 0000920112-24-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240318 FILED AS OF DATE: 20240320 DATE AS OF CHANGE: 20240320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones Nathan R CENTRAL INDEX KEY: 0001820031 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 24767846 MAIL ADDRESS: STREET 1: 1800 LARIMER ST., SUITE 1800 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1800 LARIMER STREET STREET 2: SUITE 1800 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 5635892100 MAIL ADDRESS: STREET 1: 700 LOCUST STREET STREET 2: FOURTH FLOOR CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wk-form4_1710965311.xml FORM 4 X0508 4 2024-03-18 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001820031 Jones Nathan R 1800 LARIMER ST., 1800 DENVER CO 80202 0 1 0 0 EVP, Chief Credit Officer 0 Common Stock 2024-03-18 4 M 0 1049 0 A 7238 D Common Stock 2024-03-18 4 F 0 299 32.97 D 6939 D 2021 Performance Based Restricted Stock (3-year performance) 2024-03-18 4 M 0 1874 0 D Common Stock 1874 0 D 2024 Time-Based Restricted Stock 2024-03-18 4 A 0 3031 0 A Common Stock 3031 3031 D Shares earned upon vesting and settlement of Performance Restricted Stock Units ("Performance RSUs") awarded March 16, 2021, achievement of 56% of performance criteria. These shares were withheld from distribution at the request of reporting person to satisfy tax liability. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Of these restricted stock units, 1/3 vest on 3-21-2025, 1/3 vest on 3-21-2026, and 1/3 vest on 3-21-2027. /s/ Janet Emerson, as attorney-in-fact for Nathan R. Jones 2024-03-20