0000920112-23-000184.txt : 20230622 0000920112-23-000184.hdr.sgml : 20230622 20230622161843 ACCESSION NUMBER: 0000920112-23-000184 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230620 FILED AS OF DATE: 20230622 DATE AS OF CHANGE: 20230622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schmitz Martin J CENTRAL INDEX KEY: 0001742271 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 231033548 MAIL ADDRESS: STREET 1: 700 LOCUST STREET, 4TH FLOOR CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1800 LARIMER STREET STREET 2: SUITE 1800 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 5635892100 MAIL ADDRESS: STREET 1: 700 LOCUST STREET STREET 2: FOURTH FLOOR CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_168746510478674.xml FORM 4 X0407 4 2023-06-20 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001742271 Schmitz Martin J 700 LOCUST STREET, 4TH FLOOR DUBUQUE IA 52001 1 0 0 0 0 Common Stock 2023-06-20 4 M 0 1571 0 A 66911 D Common Stock 2023-06-20 4 M 0 1105 0 A 68016 D Common Stock 211935 I controlling member 2022 Director Restricted Stock Units 2023-06-20 4 M 0 1571 0 D Common Stock 1571.0 0 D 2022 Director Restricted Stock Units (board retainer) 2023-06-20 4 M 0 1105 0 D Common Stock 1105.0 0 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. /s/ Janet Emerson, as attorney-in-fact for Martin Schmitz 2023-06-22