0000920112-23-000145.txt : 20230516 0000920112-23-000145.hdr.sgml : 20230516 20230516160713 ACCESSION NUMBER: 0000920112-23-000145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230515 FILED AS OF DATE: 20230516 DATE AS OF CHANGE: 20230516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Engel Robert B CENTRAL INDEX KEY: 0001791732 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 23927508 MAIL ADDRESS: STREET 1: C/O ALLIED MOTION TECHNOLOGIES INC. STREET 2: 495 COMMERCE DRIVE CITY: AMHERST STATE: NY ZIP: 14228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1800 LARIMER STREET STREET 2: SUITE 1800 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 5635892100 MAIL ADDRESS: STREET 1: 700 LOCUST STREET STREET 2: FOURTH FLOOR CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_168426761749225.xml FORM 4 X0407 4 2023-05-15 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001791732 Engel Robert B 700 LOCUST STREET, 4TH FLOOR DUBUQUE IA 52001 1 0 0 0 0 Depositary shares 2023-05-15 4 P 0 1000 20.50 A 24000 D Depositary shares 2023-05-15 4 P 0 600 20.55 A 24600 D Common Stock 13389.1669 D Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share /s/ Janet Emerson, as attorney-in-fact for Robert B. Engel 2023-05-16