0000920112-21-000064.txt : 20210317
0000920112-21-000064.hdr.sgml : 20210317
20210317164701
ACCESSION NUMBER: 0000920112-21-000064
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210316
FILED AS OF DATE: 20210317
DATE AS OF CHANGE: 20210317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lee Bruce K
CENTRAL INDEX KEY: 0001331679
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 21751134
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_161601400156660.xml
FORM 4
X0306
4
2021-03-16
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001331679
Lee Bruce K
1398 CENTRAL AVE
DUBUQUE
IA
52001
0
1
0
0
HTLF President and CEO
Common Stock
37786
D
Common Stock
2021-03-16
4
M
0
2248
52.06
A
40034
D
2020 Time-Based Restricted Stock
Common Stock
0.0
0
D
2020 Performance Based Restricted Stock (3-year performance)
Common Stock
12646.0
0
D
2019 Time-Based Restricted Stock
Common Stock
1776.0
0
D
2019 Performance Based Restricted Stock (3-year performance)
Common Stock
5328.0
0
D
2018 Performance Based Restricted Stock (3-year performance)
Common Stock
3045.0
0
D
2018 Performance Based Restricted Stock (3-year performance)
2021-03-16
4
F
0
2248
52.06
D
Common Stock
0.0
0
D
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer
Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
/s/ Bruce K. Lee
2021-03-17