0000920112-21-000064.txt : 20210317 0000920112-21-000064.hdr.sgml : 20210317 20210317164701 ACCESSION NUMBER: 0000920112-21-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210316 FILED AS OF DATE: 20210317 DATE AS OF CHANGE: 20210317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Bruce K CENTRAL INDEX KEY: 0001331679 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 21751134 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_161601400156660.xml FORM 4 X0306 4 2021-03-16 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001331679 Lee Bruce K 1398 CENTRAL AVE DUBUQUE IA 52001 0 1 0 0 HTLF President and CEO Common Stock 37786 D Common Stock 2021-03-16 4 M 0 2248 52.06 A 40034 D 2020 Time-Based Restricted Stock Common Stock 0.0 0 D 2020 Performance Based Restricted Stock (3-year performance) Common Stock 12646.0 0 D 2019 Time-Based Restricted Stock Common Stock 1776.0 0 D 2019 Performance Based Restricted Stock (3-year performance) Common Stock 5328.0 0 D 2018 Performance Based Restricted Stock (3-year performance) Common Stock 3045.0 0 D 2018 Performance Based Restricted Stock (3-year performance) 2021-03-16 4 F 0 2248 52.06 D Common Stock 0.0 0 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023. These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022. These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer. /s/ Bruce K. Lee 2021-03-17