0000920112-21-000054.txt : 20210311
0000920112-21-000054.hdr.sgml : 20210311
20210311134712
ACCESSION NUMBER: 0000920112-21-000054
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210305
FILED AS OF DATE: 20210311
DATE AS OF CHANGE: 20210311
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McKeag Bryan
CENTRAL INDEX KEY: 0001545176
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 21732735
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4/A
1
wf-form4a_161548841716304.xml
FORM 4/A
X0306
4/A
2021-03-05
2021-03-09
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001545176
McKeag Bryan
1398 CENTRAL AVE.
DUBUQUE
IA
52001
0
1
0
0
Chief Financial Officer
Common Stock
18818
I
Trust
Common Stock
3748
D
Common Stock
2021-03-05
4
M
0
245
48.88
A
3993
D
Common Stock
2021-03-05
4
M
0
363
48.88
A
4356
D
Common Stock
2021-03-05
4
M
0
749
48.88
A
5105
D
Common Stock
2021-03-05
4
M
0
1199
48.88
A
6304
D
2020 Time-Based Restricted Stock
Common Stock
3597.0
0
D
2020 Time-Based Restricted Stock
2021-03-05
4
F
0
1199
48.88
D
Common Stock
0.0
0
D
2020 Performance Based Restricted Stock (3-year performance)
Common Stock
3597.0
0
D
2019 Time-Based Restricted Stock
Common Stock
749.0
0
D
2019 Time-Based Restricted Stock
2021-03-05
4
F
0
749
48.88
D
Common Stock
749.0
0
D
2019 Performance Based Restricted Stock (3-year performance)
Common Stock
2247.0
0
D
2018 Time-Based Restricted Stock
Common Stock
363.0
0
D
2018 Time-Based Restricted Stock
2021-03-05
4
F
0
363
48.88
D
Common Stock
0.0
0
D
2018 Performance Based Restricted Stock (3-year performance)
Common Stock
1453.0
0
D
2018 Performance Based Restricted Stock (1-year performance)
Common Stock
245.0
0
D
2018 Performance Based Restricted Stock (1-year performance)
2021-03-05
4
F
0
245
48.88
D
Common Stock
0.0
0
D
These shares are held by Bryan R and Linda M McKeag Living Trust dated 02-18-2009
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023
These restricted stock units vest on 3-6-2023 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021.
These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
/s/ Bryan McKeag
2021-03-09