0000920112-21-000054.txt : 20210311 0000920112-21-000054.hdr.sgml : 20210311 20210311134712 ACCESSION NUMBER: 0000920112-21-000054 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210305 FILED AS OF DATE: 20210311 DATE AS OF CHANGE: 20210311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McKeag Bryan CENTRAL INDEX KEY: 0001545176 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 21732735 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4/A 1 wf-form4a_161548841716304.xml FORM 4/A X0306 4/A 2021-03-05 2021-03-09 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001545176 McKeag Bryan 1398 CENTRAL AVE. DUBUQUE IA 52001 0 1 0 0 Chief Financial Officer Common Stock 18818 I Trust Common Stock 3748 D Common Stock 2021-03-05 4 M 0 245 48.88 A 3993 D Common Stock 2021-03-05 4 M 0 363 48.88 A 4356 D Common Stock 2021-03-05 4 M 0 749 48.88 A 5105 D Common Stock 2021-03-05 4 M 0 1199 48.88 A 6304 D 2020 Time-Based Restricted Stock Common Stock 3597.0 0 D 2020 Time-Based Restricted Stock 2021-03-05 4 F 0 1199 48.88 D Common Stock 0.0 0 D 2020 Performance Based Restricted Stock (3-year performance) Common Stock 3597.0 0 D 2019 Time-Based Restricted Stock Common Stock 749.0 0 D 2019 Time-Based Restricted Stock 2021-03-05 4 F 0 749 48.88 D Common Stock 749.0 0 D 2019 Performance Based Restricted Stock (3-year performance) Common Stock 2247.0 0 D 2018 Time-Based Restricted Stock Common Stock 363.0 0 D 2018 Time-Based Restricted Stock 2021-03-05 4 F 0 363 48.88 D Common Stock 0.0 0 D 2018 Performance Based Restricted Stock (3-year performance) Common Stock 1453.0 0 D 2018 Performance Based Restricted Stock (1-year performance) Common Stock 245.0 0 D 2018 Performance Based Restricted Stock (1-year performance) 2021-03-05 4 F 0 245 48.88 D Common Stock 0.0 0 D These shares are held by Bryan R and Linda M McKeag Living Trust dated 02-18-2009 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023 These restricted stock units vest on 3-6-2023 if certain performance measures are achieved by the Issuer. Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022. These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021. These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer. These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer. /s/ Bryan McKeag 2021-03-09