0000920112-19-000262.txt : 20191220 0000920112-19-000262.hdr.sgml : 20191220 20191220171027 ACCESSION NUMBER: 0000920112-19-000262 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191220 FILED AS OF DATE: 20191220 DATE AS OF CHANGE: 20191220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schmitz Martin J CENTRAL INDEX KEY: 0001742271 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 191302423 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_157687980948188.xml FORM 4 X0306 4 2019-12-20 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001742271 Schmitz Martin J 1398 CENTRAL AVENUE DUBUQUE IA 52001 1 0 0 0 Common Stock 69872 D Common Stock 2019-12-20 4 S 0 5000 50 D 64872 D Common Stock 226460 I controlling member Common Stock 2019-12-20 4 S 0 5000 50 D 221460 I controlling member 2018 Director Restricted Stock Units Common Stock 1235.0 1235 D 2019 Director Restriced Stock Units Common Stock 1515.0 0 D Shares sold pursuant to 10b5-1 Plan effective 6/5/2019 thru 6/10/2020 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. /s/ Martin J. Schmitz 2019-12-20