0000920112-19-000262.txt : 20191220
0000920112-19-000262.hdr.sgml : 20191220
20191220171027
ACCESSION NUMBER: 0000920112-19-000262
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191220
FILED AS OF DATE: 20191220
DATE AS OF CHANGE: 20191220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schmitz Martin J
CENTRAL INDEX KEY: 0001742271
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 191302423
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_157687980948188.xml
FORM 4
X0306
4
2019-12-20
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001742271
Schmitz Martin J
1398 CENTRAL AVENUE
DUBUQUE
IA
52001
1
0
0
0
Common Stock
69872
D
Common Stock
2019-12-20
4
S
0
5000
50
D
64872
D
Common Stock
226460
I
controlling member
Common Stock
2019-12-20
4
S
0
5000
50
D
221460
I
controlling member
2018 Director Restricted Stock Units
Common Stock
1235.0
1235
D
2019 Director Restriced Stock Units
Common Stock
1515.0
0
D
Shares sold pursuant to 10b5-1 Plan effective 6/5/2019 thru 6/10/2020
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.
/s/ Martin J. Schmitz
2019-12-20