0000920112-19-000193.txt : 20190626 0000920112-19-000193.hdr.sgml : 20190626 20190626174603 ACCESSION NUMBER: 0000920112-19-000193 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190605 FILED AS OF DATE: 20190626 DATE AS OF CHANGE: 20190626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: White Duane E CENTRAL INDEX KEY: 0001454344 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 19922534 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4/A 1 wf-form4a_156158554882640.xml FORM 4/A X0306 4/A 2019-06-05 2019-06-07 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001454344 White Duane E 1398 CENTRAL AVE DUBUQUE IA 52001 1 0 0 0 Common Stock 6159 D Common Stock 2019-06-05 4 M 0 1235 44.14 A 7394 D Common Stock 2019-06-05 4 M 0 460 44.14 A 7854 D Common Stock 13765 I Trust 2019 Director Restriced Stock Units Common Stock 1365.0 0 D 2018 Director Restricted Stock Units (retainer) Common Stock 460.0 0 D 2018 Director Restricted Stock Units (retainer) 2019-06-05 4 M 0 460 44.14 D Common Stock 0.0 460 D 2018 Director Restricted Stock Units Common Stock 1235.0 0 D 2018 Director Restricted Stock Units 2019-06-05 4 M 0 1235 44.14 D Common Stock 0.0 1235 D Of these shares 2,479 are held in an IRA Shares held as Private Trust Company, custodian Duane E White IRA Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. HTLF Directors may elect RSUs or cash for the retainer portion of their Director Compensation /s/Duane E. White 2019-06-26