0000920112-19-000186.txt : 20190607 0000920112-19-000186.hdr.sgml : 20190607 20190607160121 ACCESSION NUMBER: 0000920112-19-000186 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190605 FILED AS OF DATE: 20190607 DATE AS OF CHANGE: 20190607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FALB MARK C CENTRAL INDEX KEY: 0001184321 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 19885644 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_155993766531274.xml FORM 4 X0306 4 2019-06-05 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001184321 FALB MARK C 1398 CENTRAL AVE. DUBUQUE IA 52001 1 0 0 0 Common Stock 0 D Common Stock 2019-06-05 4 M 0 1390 44.14 A 1390 D Common Stock 40018 I As Trustee Common Stock 68856 I Spouse, Trust 2019 Director Restriced Stock Units (retainer) Common Stock 607.0 0 D 2019 Director Restriced Stock Units Common Stock 1705.0 0 D 2018 Director Restricted Stock Units Common Stock 1390.0 0 D 2018 Director Restricted Stock Units 2019-06-05 4 M 0 1390 44.14 D Common Stock 0.0 1390 D These shares area held by Mark C. Falb Revocable Trust, Mark C. Falb Trustee These shares are held by Cheryl A. Falb Revocable Trust, Cheryl A. Falb Trustee Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule. /s/ Mark C. Falb 2019-06-07