0000920112-19-000050.txt : 20190305 0000920112-19-000050.hdr.sgml : 20190305 20190305114537 ACCESSION NUMBER: 0000920112-19-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190304 FILED AS OF DATE: 20190305 DATE AS OF CHANGE: 20190305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COYLE MICHAEL J CENTRAL INDEX KEY: 0001608444 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 19657196 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_155180432343044.xml FORM 4 X0306 4 2019-03-04 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001608444 COYLE MICHAEL J 1398 CENTRAL AVE DUBUQUE IA 52001 0 1 0 0 EVP Senior General Counsel Common Stock 9386 D Common Stock 2000 I 401K Common Stock 2019-03-04 4 S 0 1000 48.567 D 1000 I 401K 2018 Time-Based Restricted Stock Common Stock 457.0 0 D 2018 Performance Based Restricted Stock (3-year performance) Common Stock 609.0 0 D 2018 Performance Based Restricted Stock (1-year performance) Common Stock 457.0 0 D 2017 Time-Based Restricted Stock Common Stock 218.0 0 D 2017 Performance Based Restricted Stock (3-year performance) Common Stock 327.0 0 D 2017 Performance Based Restricted Stock (1-year performance) Common Stock 399.0 0 D 2016 Performance Based Restricted Stock (3-year performance) Common Stock 463.0 0 D 2015 Time-Based Restricted Stock Common Stock 350.0 0 D 2014 Time-Based Restricted Stock Common Stock 350.0 0 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021. These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer. These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer. Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020. These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer. These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer. These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer. Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020. Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019. /s/ Michael J. Coyle 2019-03-05