0000920112-18-000244.txt : 20180912 0000920112-18-000244.hdr.sgml : 20180912 20180912095018 ACCESSION NUMBER: 0000920112-18-000244 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180911 FILED AS OF DATE: 20180912 DATE AS OF CHANGE: 20180912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Saylor Kurt CENTRAL INDEX KEY: 0001589744 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 181066111 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_153676020146730.xml FORM 4 X0306 4 2018-09-11 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001589744 Saylor Kurt 1398 CENTRAL AVE DUBUQUE IA 52001 1 0 0 0 Common Stock 0 D Common Stock 144868 I Trust Common Stock 2018-09-11 4 S 0 3550 60.67 D 141318 I Trust Common Stock 57763 I Wife's Trust Common Stock 2018-09-11 4 S 0 1450 60.67 D 56313 I Wife's Trust 2018 Director Restricted Stock Units (retainer) Common Stock 460.0 0 D 2018 Director Restricted Stock Units Common Stock 1235.0 0 D 2017 Director Restricted Stock Unit Common Stock 1035.0 1035 D These shares are held by Kurt M. Saylor Trust dated 1-6-1998 for which Reporting Person acts as trustee. Shares sold pursuant to 10b5-1 Plan effective September 6, 2018 These shares are held by Melissa J. Saylor Trust dated 1-6-1998 for which Reporting Person's wife acts as trustee. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. HTLF Directors may elect RSUs or cash for the retainer portion of their Director Compensation /s/ Kurt Saylor 2018-09-12