0000920112-18-000190.txt : 20180605
0000920112-18-000190.hdr.sgml : 20180605
20180605115148
ACCESSION NUMBER: 0000920112-18-000190
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180604
FILED AS OF DATE: 20180605
DATE AS OF CHANGE: 20180605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHMIDT JOHN K
CENTRAL INDEX KEY: 0001184329
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 18880436
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_152821384098732.xml
FORM 4
X0306
4
2018-06-04
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001184329
SCHMIDT JOHN K
1398 CENTRAL AVE.
DUBUQUE
IA
52001
1
0
0
0
Common Stock
125666
D
Common Stock
2018-06-04
4
S
0
15200
56.3752
D
110466
D
Common Stock
2018-06-04
4
S
0
4800
55.6458
D
105666
D
Common Stock
12677
I
by Spouse
Common Stock
5806.4912
I
Minor Child
Common Stock
4780
I
401(k)
2017 Director Restricted Stock Unit
Common Stock
1035.0
0
D
2018 Director Restricted Stock Units
Common Stock
1235.0
0
D
Of these shares 2,506 are held as JTWROS and 1,000 are held in Jt. Ten.
Shares held as Donna L. Schmidt Cust for Benjamin N. Schmidt.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule.
/s/ John K. Schmidt
2018-06-05