0000920112-16-000417.txt : 20160920 0000920112-16-000417.hdr.sgml : 20160920 20160920124049 ACCESSION NUMBER: 0000920112-16-000417 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160919 FILED AS OF DATE: 20160920 DATE AS OF CHANGE: 20160920 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Saylor Kurt CENTRAL INDEX KEY: 0001589744 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 161893437 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_147438963620447.xml FORM 4 X0306 4 2016-09-19 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001589744 Saylor Kurt 1398 CENTRAL AVE DUBUQUE IA 52001 1 0 0 0 Common Stock 257834 I Trust Common Stock 2016-09-19 4 S 0 4757 35.88 D 253077 I Trust Common Stock 2016-09-19 4 S 0 7100 35.96 D 245977 I Trust Common Stock 104613 I Wife's Trust Common Stock 2016-09-19 4 S 0 1943 35.88 D 102670 I Wife's Trust Common Stock 2016-09-19 4 S 0 2900 35.96 D 99770 I Wife's Trust 2014 Performance Based Restricted Stock Common Stock 1030.0 0 D 2014 Time-Based Restricted Stock Common Stock 1075.0 0 D 2015 Performance Based Restricted Stock Common Stock 995.0 0 D 2015 Time-Based Restricted Stock Common Stock 1350.0 0 D 2016 Performance Based Restricted Stock (1-year performance) Common Stock 1000.0 0 D 2016 Time-Based Restricted Stock Common Stock 1000.0 0 D Shares held by Kurt M. Saylor Trust dated 1-6-1998 for which Reporting Person acts as trustee. Shares sold pursuant to 10b5-1 Plan effective July 28, 2016 Shares held by Melissa J. Saylor Trust dated 1-6-1998 for which Reporting Person's wife acts as trustee. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units vest on 1-18-2017 if certain performance measures are achieved by the Issuer. Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019. These restricted stock units vest on 1-18-2018 if certain performance measures are achieved by the Issuer. Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020. These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer. Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1/19/2018, and 1/3 vest on 1/19/2019. /s/ Kurt Saylor 2016-09-20